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SEBI : FAQs on SEBI – IVCA Annual Activity Report (AAR) is Prepared with reference to SEBI (Alternative Investment Funds) Regulations,...
SEBI : The compliance calendar provides a consolidated list of regulatory filings applicable to SME listed companies under SEBI regulatio...
SEBI : SEBI has restructured the LODR compliance framework through amendments affecting quarterly, annual, and event-based disclosures. T...
SEBI : The issue concerns the legal definition and structure of Alternative Investment Funds. The framework classifies AIFs as privately ...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
SEBI : SEBI has proposed allowing depositories to use up to 5% of interest or income earned from Investor Protection Fund investments for...
SEBI : SEBI has proposed the GARUDA mechanism to reduce AIF scheme launch timelines from 30 days to 10 working days. The proposal aims to...
SEBI : SEBI has proposed major amendments to the Buy-Back Regulations, including removal of mandatory merchant banker appointments and si...
SEBI : The consultation paper proposes allowing OBPPs to offer products regulated by IFSCA. It aligns with broader efforts to enhance cro...
SEBI : The consultation paper issued by Securities and Exchange Board of India seeks public comments on a draft circular proposing to ext...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : The adjudication is conducted as per the mechanism outlined under SEBI Act and the rules framed thereunder. Notably, the provision...
SEBI : Calcutta High Court held that SEBI cannot be forced to hand over documents to the accused. Accordingly, allowing petition u/s. 91 ...
SEBI : Madras High Court dismissed the petition on the ground of availability of an effective and efficacious alternative remedy under se...
SEBI : SEBI held that invocation of pledged shares may be treated similarly to sale transactions since beneficial ownership changes upon ...
SEBI : SEBI has fixed a uniform 30-day lag for sharing and using market price data for educational purposes after concerns over misuse an...
SEBI : SEBI stated that improved cyber resilience, alternate trading sites, and contingency trading frameworks made the IRRA platform unn...
SEBI : SEBI warned that AI-driven tools like Mythos can rapidly identify and exploit cybersecurity weaknesses across the securities marke...
SEBI : SEBI released an official list of Significant Indices that includes major benchmarks such as Nifty 50, Nifty Bank, and Sensex. Ind...
In continuation of our letter no. SE/4726 dated June 18, 1992 forwarding the Guidelines for Disclosures and Investor Protection regarding issue of capital, we are enclosing two press releases dated June 18, 1992 and July 16, 1992 issued by SEBI providing further clarifications on the subject, for your information and necessary action.
Please refer to our letter No.SE/3050 dated April 09, 1992 advising you, inter alia, to inform the PSUs which approach your Exchange for listing of their shares to send a set of disclosure documents to SEBI and to your Exchange, particularly the relevant information required in the abridged prospectus (“Memorandum” under Section 56(3) of the Companies Act, 1956). In this connection.
Please ensure immediate compliance to the above instructions as they are in the context of requirements of the ensuing Parliament session.
These guidelines will apply to all issues of capital made by companies hereafter. However, those companies holding consents from the controller of Capital Issues granted prior to the promulgation of the Ordinance may proceed with the issues on the terms and conditions contained therein, subject to the requirement that the guidelines now issued by SEBI would also apply to such issues to the extent they are not inconsistent with the terms of the CCI consents.
In respect of further issues, if there are no promoters, the “promoters contribution” will mean contribution by directors, friends, relatives, associates and contribution from them shall not be less than 25% or 20% of the total issue of equity capital as the case may be, with lock-in period of five years.
Please refer to the circular F.No.4/16/SE/19 dated August 19, 1991 on the above subject issued by the Stock Exchange Division, Ministry of Finance directing the Stock Exchanges to implement certain measures in the interest of long term growth of the Stock market and for ensuring investor protection.
You would be aware about the recent revelations about the alleged involvement of a few member brokers of the stock exchanges in the reported unauthorised practices adopted in the market for Government Securities which in turn enabled them to influence trading in and prices of shares in the stock exchanges.
Please refer to our letter dated February 4, 1991 enclosing a copy of directive issued by the Ministry of Finance F. No. 14/3/SE/85 dated November 14, 1985 regarding review of the existing system of Bye-laws and Regulations of Stock Exchanges relating to trading in securities and you were requested to ensure implementation of the instructions issued by the directive.
Please refer to directive F. No. 4/16/SE/91 dated August 19, 1991 issued by the Stock Exchange Division, Department of Economic Affairs, Ministry of Finance, advising all the Stock Exchanges to take certain measures in the interest of long-term growth of Stock market and for ensuring investor protection and send report on the implementation of the decisions conveyed therein to SEBI.
As you are aware SEBI has been, inter-alia, vested with the responsibilities relating to development and regulation of securities market and investor protection and advise Government on these matters. In order to perform these functions effectively, it is necessary that SEBI is kept apprised of various developments at the Stock Exchanges.
