Case Law Details
Case Name : Networth Stock Broking Ltd. Vs Securities and Exchange Board of India (Securities Appelate Tribunal Mumbai)
Related Assessment Year :
Courts :
Securities Appellate Tribunal
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Securities Appellate Tribunal, Mumbai bench
Networth Stock Broking Ltd.
V/s.
Securities and Exchange Board of India
APPEAL NO. 5 OF 2012
JUNE 19, 2012
ORDER
P. K. Malhotra, Members Presiding Officer (Offg.)
This appeal has been filed against the order dated December 27, 2011 passed by the whole time member of the Securities and Exchange Board of India (for short the Board) under regulation 28(2) of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008 holding the appellant guilty of violating regulation 4 (a), (b), (c) and (d) of the Securities and Exc...
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