Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
एनएफआरए सूचीबद्ध कंपनियों में वित्तीय धोखाधड़ी को रोकने के लिए समूह लेखा परीक्षकों द्वारा सहायक लेखा परीक्षकों की रिपोर्ट की सख्त समीक्षा की मांग करता है, ऑडिट मानक 600 में संशोधन का प्रस्ताव करता है।
SEBI seeks public feedback on clarifying “pecuniary relationship” of Debenture Trustees under Regulation 13A. Comments are due by September 11, 2024.
SEBI’s consultation paper outlines proposed changes to accelerate the Rights Issue process and allow selective allotments, aiming to enhance fundraising efficiency.
SEBIs latest circular outlines a Cybersecurity and Cyber Resilience Framework (CSCRF) for regulated entities, enhancing cybersecurity and compliance standards.
SEBI’s 2024 amendment allows Research Analysts to charge fees for their services, including from accredited investors. Effective from the date of publication.
SEBI issues guidelines for borrowing by Category I and II AIFs, and sets limits for tenure extension by Large Value Funds. Compliance is mandatory by November 18, 2024.
SEBI issues guidelines for Venture Capital Funds to migrate to Alternative Investment Fund Regulations, detailing conditions, procedures, and timelines.
SEBI invites comments on a draft circular introducing a Liquidity Window facility for debt securities. Submit your feedback by September 6, 2024.
SEBI seeks public input on easing compliance for non-convertible securities, aligning regulations with equity-listed entities, and reducing reporting timelines.
SEBI seeks public feedback on replacing ‘consent letter’ with ‘debenture trustee agreement’ in offer documents, enhancing transparency with QR codes.
