Securities and Exchange Board of India

CIRCULAR

SEBI/HO/IMD/DF3/CIR/P/2021/014

January 29, 2021

All Mutual Funds (MFs)/
Asset Management Companies (AMCs)/
Trustee Companies/ Board of Trustees of Mutual Funds/
Association of Mutual Funds in India (AMFI)

Sir / Madam,

Sub: Revision of Monthly Cumulative Report (MCR)

1. Please refer to SEBI Circular No. SEBI/HO/IMD/DF3/CIR/P/2019/020 dated January 22, 2019 prescribing the format for reporting of Monthly Cumulative Report (MCR).

2. Pursuant to introduction of a new scheme category and to bring transparency in reporting of segregated portfolios, it has been decided to modify MCR format from January 2021 onwards. The revised format of MCR is enclosed as Annexure A.

3. All other conditions specified in the above mentioned circular shall remain unchanged.

4. This circular is issued in exercise of the powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, read with Regulation 77 of the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market.

Bithin Mahanta
General Manager
Tel no.: 022-26449634
Email: [email protected]

Annexure A

Name of the Mutual Fund:
MCR for the month of __ (Month), 20XX
Sr. No.
Scheme Category
No. of schemes as on
____
No. of Foli os as on
____
Funds mobi-lized for the period (Since April 01, 20XX to____)
INR in
crore
Repurchase
/
Redemption
for the
period
(Since April
01, 20XX to
__)
INR in
crore
Net Inflow
(+ve)/ Outflow (- ve) for the
period (Since April 01, 20XX to __) INR in
crore
Net Assets Under Manage- ment as on ____
INR in
crore
Average Net
Assets
under
Manage-ment for the
, 20XX 
No. of
segre-gated
portfolio
s
created
as on
____
Net Assets
Under
Manage-ment in
segregated
portfolios
as on
__
INR in
crore
(Month
Year)
INR in
crore
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
A
Open ended Schemes
I
Income/ Debt Oriented Schemes
i.
Overnight Fund
ii.
Liquid Fund
iii.
Ultra Short Duration Fund
iv.
Low Duration Fund
v.
Money Market Fund
vi.
Short Duration Fund
vii.
Medium Duration Fund
viii.
Medium to Long Duration Fund
ix.
Long Duration Fund
x.
Dynamic Bond Fund
xi.
Corporate Bond Fund
xii.
Credit Risk Fund
xiii.
Banking and PSU Fund
xiv.
Gilt Fund
xv.
Gilt Fund with 10 year constant duration Fund
xvi.
Floater Fund
Sub total – I
II
Growth / Equity Oriented Schemes
i.
Multi Cap Fund
ii.
Large Cap Fund
iii.
Large & Mid Cap Fund
iv.
Mid Cap Fund
v.
Small Cap Fund
vi.
Dividend Yield Fund
vii.
Value Fund / Contra Fund
viii.
Focused Fund
ix.
Sectoral/ Thematic Funds
x.
ELSS
xi.
Flexi Cap Fund
Sub total – II
III
Hybrid Schemes
i.
Conservative Hybrid Fund
ii.
Balanced Hybrid Fund/ Aggressive Hybrid Fund
iii.
Dynamic Asset Allocation / Balanced Advantage Fund
iv.
Multi Asset Allocation Fund
v.
Arbitrage Fund
vi.
Equity Savings Fund
Sub total – III
IV
Solution Oriented
Schemes
i.
Retirement Fund
ii.
Childrens’ Fund
Sub total – IV
V
Other Schemes
i.
Index Funds
ii.
Gold ETFs
iii.
Other ETFs
iv.
Fund of funds investing overseas
Sub total – V
Total A-Open ended Schemes
B
Close Ended Schemes
I
Income/Debt Oriented Schemes
i.
Fixed Term Plan
ii.
Capital Protection Oriented Schemes
iii.
Infras-tructure Debt Fund
iv.
Other Debt Scheme
Sub total – I
II
Growth / Equity Oriented Schemes
i.
ELSS
ii.
Other Equity Schemes
Sub total – II
III
Other Schemes
Total B -Close ended Schemes
C
Interval Schemes
I
Income / Debt Oriented Schemes
II
Growth / Equity Oriented Schemes
III
Other Schemes
Total C -Interval Schemes
Grand Total
Fund of Funds Scheme (Domestic)

Notes:

1. In column number (3), number of schemes shall include series / serial plans

2. In column number (3), segregated portfolios created in a scheme shall not be treated as a separate scheme.

3. In column number (4), number of folios shall not include folios of segregated portfolios

4. In column number (8) and (9), AUM of segregated portfolios shall be included

5. In column number (9), AAUM is the average of the daily AUM of the Mutual Fund for the month.

6. In column number (10), number of segregated portfolios created in a scheme can be more than one

7. Inter scheme investments are excluded from the above data

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