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Archive: 16 August 2004

Posts in 16 August 2004

SEBI : (Central Database of Market Participants) Regulations, 2003

August 16, 2004 349 Views 0 comment Print

specified investors, specified intermediaries and their related persons, who are required to obtain a UIN under the said Regulations, may contact NSDL or any Point of Service (POS) mentioned in the Annexure for the purpose of making an application.

SEBI : Exemption of Depository Participants(DPs) from giving hard copies of transaction statements to Beneficiary Owners(BOs)

August 16, 2004 328 Views 0 comment Print

This circular is being issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market.

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