Securities and Exchange Board of India
SEBI : This article explains how Electronic Gold Receipts (EGRs) create a regulated, exchange-traded market backed by physical gold. It h...
CA, CS, CMA : This weekly roundup covers key notifications, circulars, and judicial rulings issued by GST, Customs, RBI, SEBI, MCA, IBBI, and ot...
SEBI : The SAT's ruling in Alpesh Vasanji Furiya v. SEBI is a significant clarification of the relationship between securities enforcem...
SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...
CA, CS, CMA : A comprehensive review of significant developments across Income Tax, GST, Customs, DGFT, SEBI, MCA, IBBI, and RBI. The update hig...
SEBI : SEBI has proposed significant changes to trading software and IT regulations by merging overlapping provisions and removing obsole...
SEBI : SEBI has proposed wide-ranging changes to the MTF framework to improve risk management and operational efficiency. The consultatio...
SEBI : SEBI has proposed a uniform framework for fixing price bands and pre-open base prices for scrips listed on multiple exchanges. The...
SEBI : SEBI has proposed replacing name-wise executive remuneration disclosures with consolidated disclosures for AMCs. The move seeks to...
SEBI : Following representations from the Bharat InvITs Association, SEBI has proposed amendments to NDCF computation rules. The draft in...
SEBI : The Supreme Court held that SEBI failed to establish fraud and market manipulation in RPL futures transactions. While disgorgement...
SEBI : SEBI overturned an earlier order that had exonerated the company, holding that key transactions allegedly created a misleading pic...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI has proposed a unified advertisement framework replacing multiple entity-specific codes with a Common Advertisement Code. The...
SEBI : SEBI has proposed a comprehensive overhaul of its Master Circulars to reduce compliance costs and simplify regulatory requirements...
SEBI : SEBI approved wide-ranging reforms covering transmission of securities, buy-backs, mutual funds, AIFs, municipal bonds, and securi...
SEBI : SEBI has clarified the applicability of the early pay-in facility in the commodity derivatives segment by revising its Master Circ...
SEBI : SEBI cautioned investors against trading unlisted public company securities on electronic platforms that are not recognized by the...
Navigate the complexities of Inter Se Transfer between Promoters with insights into Insider Trading & Takeover Regulations. From acquisition disclosures to reporting, stay compliant with SEBI guidelines.
Explore the mandatory registration process for Investment Advisors under SEBI regulations. Learn about the regulatory framework, compliance audits, and recent SEBI actions against non-compliance.
Compliances of the listed entity are in accordance with the applicable Secretarial Standards (SS) issued by the Institute of Company Secretaries India (ICSI)
Bombay Stock Exchange Notice No. 20230410-45 – Notice Date – 10 Apr 2023 Category: Circulars Listed Companies – Segment Equity Subject FAQ – Corporate Governance Dear Sir\Madam, With reference to all the earlier issued FAQs against the submission of Corporate Governance Report on the BSE website, please find annexed the frequently asked questions (FAQs) for guidance purpose. […]
PIT Regulations, 2015 require the Board of Directors or head(s) of an organization to maintain a Structured Digital Database (SDD) in compliance with the regulations for handling unpublished price-sensitive information.
An initial public offering (IPO) refers to offering shares of a private corporation to the public in a new stock issuance for the first time. An IPO allows a company to raise equity capital from public investors.
Explore the March 2023 SEBI and BSE Circulars analysis. Stay informed about BSEs XBRL format filing for various disclosures, SOP under SEBI(PIT) Regulations, additional affirmations in ASCR, and SEBI’s norms for investor service requests. Enhance your understanding of the latest regulatory updates affecting listed entities, compliance procedures, and financial result filings. Stay ahead in the dynamic landscape of financial regulations.
SEBI issued advisory on Usage of brand name/trade name by Investment Advisers (IA) and Research Analysts (RA) in their advertisements, websites, publications, correspondences with clients and various documents while marketing their services rather than their name as registered with SEBI. Advisory is applicable from 1st May 2023. Securities and Exchange Board of India Circular No. […]
In terms of Securities and Exchange Board of India (Informal Guidance) Scheme, 2003, informal guidance may be provided in respect of a specific provision of any Act, Rules, Regulations, Guidelines, Circulars or other legal provisions being administered by the SEBI. Since securities of private companies are not regulated by SEBI under the aforesaid legislative instruments, […]
SEBI issued a circular on Advertisement code for Investment Advisers (IA) and Research Analysts (RA) to further strengthen the conduct of IAs and RAs, while issuing any advertisement. Circular specifies Forms of communication, Information/disclosures in the advertisement, Prohibitions in the advertisement and Other compliances/requirements. Securities and Exchange Board of India Circular No. SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/51 Dated: April […]
