Securities and Exchange Board of India
SEBI : This article explains how Electronic Gold Receipts (EGRs) create a regulated, exchange-traded market backed by physical gold. It h...
CA, CS, CMA : This weekly roundup covers key notifications, circulars, and judicial rulings issued by GST, Customs, RBI, SEBI, MCA, IBBI, and ot...
SEBI : The SAT's ruling in Alpesh Vasanji Furiya v. SEBI is a significant clarification of the relationship between securities enforcem...
SEBI : SEBI flagged alleged revenue misrepresentation, undisclosed fund transfers, and accounting irregularities, raising concerns over d...
CA, CS, CMA : A comprehensive review of significant developments across Income Tax, GST, Customs, DGFT, SEBI, MCA, IBBI, and RBI. The update hig...
SEBI : SEBI has proposed significant changes to trading software and IT regulations by merging overlapping provisions and removing obsole...
SEBI : SEBI has proposed wide-ranging changes to the MTF framework to improve risk management and operational efficiency. The consultatio...
SEBI : SEBI has proposed a uniform framework for fixing price bands and pre-open base prices for scrips listed on multiple exchanges. The...
SEBI : SEBI has proposed replacing name-wise executive remuneration disclosures with consolidated disclosures for AMCs. The move seeks to...
SEBI : Following representations from the Bharat InvITs Association, SEBI has proposed amendments to NDCF computation rules. The draft in...
SEBI : The Supreme Court held that SEBI failed to establish fraud and market manipulation in RPL futures transactions. While disgorgement...
SEBI : SEBI overturned an earlier order that had exonerated the company, holding that key transactions allegedly created a misleading pic...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI has proposed a unified advertisement framework replacing multiple entity-specific codes with a Common Advertisement Code. The...
SEBI : SEBI has proposed a comprehensive overhaul of its Master Circulars to reduce compliance costs and simplify regulatory requirements...
SEBI : SEBI approved wide-ranging reforms covering transmission of securities, buy-backs, mutual funds, AIFs, municipal bonds, and securi...
SEBI : SEBI has clarified the applicability of the early pay-in facility in the commodity derivatives segment by revising its Master Circ...
SEBI : SEBI cautioned investors against trading unlisted public company securities on electronic platforms that are not recognized by the...
SEBI has issued the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2023. Learn about amendments and changes made to Mutual Funds Regulations in this notification.
SEBI has introduced a supplementary process for trading in the secondary market, allowing blocked funds in investor’s bank accounts to be used instead of transferring them upfront to the trading member. This circular outlines the framework for trading supported by blocked amounts and provides guidelines for implementation and settlement processes.
SEBI conducts an investigation into potential market manipulation of five small-cap company shares via bulk SMSs. Explore the in-depth analysis of the case, actions taken, and cautionary advice for the public.
Commencement notification for Execution Only Platforms under the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 SEBI) has announced the commencement date for Execution Only Platforms under the Stock Brokers Regulations. This notification, issued under the powers conferred by the Securities and Exchange Board of India Act, 1992, specifies the provisions that will […]
Stay informed about the latest changes in SEBI’s Listing Obligations and Disclosure Requirements with our note on the Second Amendment Regulations, 2023. Effective from June 14, 2023, these amendments cover crucial aspects like compliance officers, director appointments, cybersecurity, disclosure thresholds, shareholder rights, and reporting requirements.
SEBI’s Second Amendment Regulations 2023 bring major changes to LODRs, impacting directors’ permanency, KMP vacancies, materiality, cyber security disclosures, and more. Stay updated!
Read the order issued by the Securities and Exchange Board of India (SEBI) under Section 12(3) of the SEBI Act, imposing a 2-year prohibition on IIFL Securities Limited (formerly India Infoline Limited) from taking up new clients as a stock broker. The order highlights the violations committed by IIFL and the corrective measures taken.
National Stock Exchange of India’s latest circular regarding the submission of the Annual Secretarial Compliance Report (ASCR) in XBRL format via the NEAPS platform.
Read about the settlement between SEBI and Mr. P R Sundar, Ms. Mangayarkarasi Sundar, and Mansun Consultancy Pvt. Ltd. for offering unregistered investment advisory services. Explore the alleged violations, penalties imposed, and the importance of obtaining SEBI registration for advisory firms.
Explore the analysis of SEBI’s consultation paper on high-risk Foreign Portfolio Investors (FPIs), aimed at increasing transparency and addressing concerns of regulatory circumvention. Discover the proposed solutions, challenges in identifying beneficial ownership, and the potential impact on India’s securities market.
