Securities and Exchange Broad of India
INVESTMENT MANAGEMENT DEPARTMENT
SEBI/IMD/CIR No. 6/72245/06
July 20, 2006
All Mutual Funds Registered with SEBI
Association of Mutual Funds in India (AMFI)
Re: REVISED MONTHLY CUMULATIVE REPORT (MCR) AND ANNUAL STATISTICAL REPORT (ASR)
Please refer to SEBI circular No SEBI/IMD/CIR No. 3/2564/2004 dated February 5, 2004 and SEBI circular no. MFD/CIR No. 2/110/02 dated April 26, 2002 prescribing the format for Monthly Cumulative Report (MCR) and Annual Statistical Report (ASR) respectively.
The formats of the said reports have been modified to incorporate the data on unit capital. The revised formats are enclosed. Accordingly, in future, MCR and ASR shall be submitted to SEBI in the revised format.
It is also clarified that the details of the new scheme launched shall be reported in the MCR for the month in which the allotment is done. For eg. if an NFO closes in the month of July and the allotment is done in the month of August, then, the details of this new scheme shall be reported in the MCR for the month of August that will reach SEBI by 3rd of September.
This circular is issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, read with the provisions of Regulation 77 of SEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market.
R K Nair
Encl : a/a
ANNUAL STATISTICAL REPORT (ASR)
NAME OF THE MUTUAL FUND : __
Unitholding Pattern of Mutual Fund as on March 31, ____
|Category||Number of Folios||Net asset Value (Rs. Crores)||Unit Capital|
Note : Data is to be provided for all the schemes put together and not individual scheme-wise.