"I am a practising Chartered Accountant in the field of compliance and advisory services of SEBI registered intermediaries namely Investment Advisors, Research Analysts, Portfolio Managers, Alternate Investment Funds. Also, a functional consultant for the development of software applications for wealth managers and end clients in the wealth management business."
Explore the confusion surrounding Research Analysts providing Model Portfolio Services. Analyze SEBI’s Settlement Order and Informal Guidance for insights. Learn more!
Navigate the complexities of Model Portfolios and Research Analyst services. Understand SEBIs regulations on Research Analysts, Investment Advisors, and Model Portfolios. A recent SEBI Settlement Order sheds light on compliance breaches and emphasizes the importance of adhering to regulatory standards. Stay informed to ensure lawful practices in the financial services domain.
Accredited Investors SEBI has notified and classified a new class of investors as Accredited Investors thereby raising of funds and investment in the various products may be expected to go up with lesser regulatory restrictions. SEBI earlier had issued consultation paper on the concept of Accredited Investors in the month of February, the concept is […]
Paytm Money Limited (Paytm) is registered with SEBI as an Investment Adviser (IA), Stockbroker and Depository Participant. Paytm had sought for clarifications of few transactions/ aspects in terms of SEBI (Investment Advisers) Regulation, 2013.
