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Ajay Goyal

Latest Posts by Ajay Goyal

Compensation of Research Analysts under SEBI (Research Analysts) Regulations, 2014

May 5, 2023 2904 Views 0 comment Print

Explore the compensation regulations for research analysts under SEBI (Research Analysts) Regulations, 2014. Learn about restrictions, segregation of services, and compliance requirements.

Services under SEBI (Research Analysts) Regulations 2014

May 2, 2023 2172 Views 0 comment Print

While reviewing SEBI (Research Analysts) Regulations 2014, we often encounter terms such as merchant banking services, investment banking services, brokerage services, and research analyst services.

Research Report under SEBI (Research Analysts) Regulations, 2014

April 26, 2023 780 Views 0 comment Print

Understand the exclusions from the SEBI (Research Analysts) Regulations, 2014. Delve into specific content limitations, ensuring compliance in research reports. Stay informed with comprehensive insights.

SEBI on usage of brand name/logo name by Investment Advisers & Research Analyst

April 19, 2023 1281 Views 0 comment Print

There is confusion among investors because some Investment Advisers and Research Analysts are using brand names, trade names, and logos in their advertisements, websites, publications, correspondences with clients, and other marketing materials instead of using their registered names with SEBI.

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