Unlock the secrets of Structured Digital Databases (SDD) – a powerful tool for managing Unpublished Price Sensitive Information (UPSI). Explore the concept, intent, and elements of SDD, shedding light on its role in preventing insider trading. Learn why maintaining a comprehensive SDD is crucial for recording the flow of UPSI, identifying key elements, and ensuring compliance with SEBI regulations.
Concept of Significant Beneficial Owner (SBO), its implications, procedural requirements, penalties for non-compliance, and exemptions. Stay compliant with SBO rules.
Explore SEBI’s latest website compliance requirements for Stock Brokers and Depository Participants, effective from August 16, 2023. Learn about the key details they must publish, including basic information, contact details, complaint procedures, and more. Understand the implications for market participants and investors as SEBI takes significant steps towards transparency, investor protection, and improved business practices in the financial market.
SEBI published a Circular on 31 July 2023 on Online Dispute Resolution of Disputes in the Indian Securities Market making Online Dispute Resolution (ODR) the default mechanism for resolving almost all disputes arising out of transactions on the securities market.
SEBI mandates increased website compliance for stock brokers and depository participants, enhancing transparency and investor protection. Details and analysis
Lost your share certificates? Stay calm and follow our step-by-step guide to claim ownership. Shareholders must inform the company promptly, file an FIR, and provide necessary documents. Companies, in turn, should follow legal procedures to issue duplicate share certificates. Know your obligations and timelines.
Explore significance of Small & Medium Enterprise Exchange in India’s capital markets, their role in SME IPOs, and the recent trends in industry.
Explore the streamlined process for the Removal of Names of Companies under the Companies Act 2013. Learn about the Ministry of Corporate Affairs’ initiatives, such as the C-PACE Centre, aimed at simplifying company closures. Understand the two modes of name removal – Voluntary Strike off by management and Strike Off by ROC.
Explore the applicability of Legal Entity Identifier (LEI) in various financial transactions. Understand how SEBI, RBI, and IRDAI mandates LEI for entities like Debenture Trustees, Asset Reconstruction Companies, Issuers of Non-Convertible Securities, Securitised Debt Instruments, Security Receipts, and non-individual borrowers. Stay informed to comply with regulatory requirements and facilitate seamless financial transactions.
Explore the nuances of Mortgage, Hypothecation, and Pledge in a comparative study. Understand the differences in security types, ownership transfer, registration, and compliance under the Companies Act, 2013. Know when to use each method for loans and stay informed on the applicable regulations.
