COMPLIANCE UNDER COMPANIES ACT AND SEBI (LODR) REGUATIONS FOR THE MONTH OF APRIL, 2022
| Apr-22 | ||||||
| ROC | ||||||
| sr. no. | Compliance | Remarks | Timelines | Status | ||
| 1 | MSME -1 | details of all outstanding dues to Micro or small enterprises | 30/04/2022 | |||
| 2 | DIR – 3KYC | KYC of Directors | 30/04/2022 | |||
| Stock Exchange | ||||||
| LODR – Equity | ||||||
| sr. no. | Compliance | Remarks | Timelines | |||
| 1 | Reg 13(3) | Statement of Investor Complaints | 21.04.2022 | |||
| 2 | Reg 27 (2) | Corporate Governance Report | 21.04.2022 | |||
| 3 | Reg 31 | Shareholding Pattern | 21.04.2022 | |||
| 4 | Reg 74 (5) DP Reg | Manner of surrender of certificate of security | 15.04.2022 | |||
| 5 | Reg 76 of DP Reg | Reconciliation of Share Capital Audit | 30.04.2022 | |||
| 6 | Reg 7(3) | Compliance Certificate -Share transfer Agent | 30.04.2022 | |||
| 7 | Reg 14 | Listing fee to the recognised stock exchanges. | ||||
| 8 | Reg 40 (10) | Certificate relating transfer or transmission or transposition of securities | 30.04.2022 | |||
| 9 | SEBI/HO/DDHS/CIR/P/2018/144 dated 26th November, 2018 | Annual Disclosure to confirm whether Large Corporate or not | 30.04.2022 | |||
| SAST Regulation | ||||||
| sr. no. | Compliance | Remarks | Timelines | |||
| 1 | Reg 30 (2) | yearly disclosure of shareholding by promoters | 11.04.2022 | omitted w.e.f 01.04.2022 Call to be taken by promoters whether to file for 31.03.2022 or not | ||
| 2 | Reg 31 (4) | Declaration by Promoters & PAC confirming no other encumbrance other than reported | 11.04.2022 | |||
| PIT Regulation | ||||||
| 1 | Trading Window closure intimation | 31.03.2022 | ||||
