National Stock Exchange of India Limited
Ref No: NSE/CML/2020/44
August 26, 2020
To,
1. All Listed Companies
2. All Intermediaries registered with SEBI under Section 12 of the SEBI Act, 1992
3. Fiduciaries as per SEBI (Prohibition of Insider Trading) Regulations, 2015
Dear Sir/Madam,
Sub: Reporting of violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct (CoC)
SEBI vide Gazette Notification No. SEBI/LAD-NRO/GN/2020/23 dated July 17, 2020, has further amended the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations).
In terms of Clause 13 of Schedule B (in case of listed companies) and Clause 11 of Schedule C (in case of intermediaries and fiduciaries) read with Regulation 9 of the PIT Regulations, the listed companies, intermediaries and fiduciaries shall promptly inform the Stock Exchange(s) where the concerned securities are traded, regarding violations relating to CoC under PIT Regulations in such form and manner as may be specified by the Board from time to time.
Further SEBI vide its Circular Ref No. SEBI/HO/ISD/ISD/CIR/P/2020/135 dated July 23, 2020 has revised the formats for reporting violations of PIT Regulations relating to CoC to Stock Exchanges
All the concerned are hereby informed that the above disclosure in the format as prescribed by SEBI and in the form as enclosed herewith as ‘Annexure A’ shall be submitted on the email id [email protected] [Kindly note submission shall be made both in PDF (Annexure 1a) and Excel form (Annexure 1b)]
In case of any further queries, following officials may be contacted:
Ms. Mehak Varmani, Mr. Ronak Rajgor (Extn: 25187) Direct No: 022-26598417/18
Yours faithfully,
For National Stock Exchange of India Limited
Lokesh Bhandari
Senior Manager
