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Archive: 20 April 2007

Posts in 20 April 2007

SEBI : Revised Monthly Cumulative Report (MCR)

April 20, 2007 622 Views 0 comment Print

This circular is issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, read with the provisions of Regulation 77 of SEBI (Mutual Funds) Regulations.

SEBI : Guidelines for (i) Consent Orders and (ii) For considering requests for composition of offences under SEBI Act, SC(R) Act and Depositories Act

April 20, 2007 1471 Views 0 comment Print

The consent order shall be published through a press release and put on SEBI’s website. In cases where a Party undertakes compliances as per agreed schedule, the concerned department in SEBI shall monitor the same.

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