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Archive: 22 October 2001

Posts in 22 October 2001

SEBI : Advertisement by brokers/ sub-brokers and grant of trading terminals.

October 22, 2001 1435 Views 0 comment Print

It has come to the notice of SEBI that certain brokers and sub-brokers are advertising their business in prohibition of Clause C(4) and C(5) of the Code of Conduct specified in Schedule II of Regulation 7 and Clause C(5) and C(6) of the Code of Conduct specified in Schedule II of Regulation 15 of SEBI.

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