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#SEBI notifications

Every article filed under the “SEBI notifications” tag — analysis, news and updates.

5,096 articles
SEBISEBI issues directions to MCX-SX Limited and MCX-SX Clearing Corporation Limited to strengthen their governance structure
SEBI

SEBI issues directions to MCX-SX Limited and MCX-SX Clearing Corporation Limited to strengthen their governance structure

TG Team13 years ago
SEBISEBI : – (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) (Amendment) Regulations, 2013
SEBI

SEBI : – (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) (Amendment) Regulations, 2013

TG Team13 years ago
SEBIPrinciples of Financial Market Infrastructures (PFMIs) Background – SEBI
SEBI

Principles of Financial Market Infrastructures (PFMIs) Background – SEBI

TG Team13 years ago
SEBISEBI – Index based market-wide circuit breaker mechanism
SEBI

SEBI – Index based market-wide circuit breaker mechanism

TG Team13 years ago
SEBISEBI :The Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2013
SEBI

SEBI :The Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2013

TG Team13 years ago
SEBIFinancial Sector Assessment Programme – Detailed Assessment Report for IOSCO and CPSS-IOSCO
SEBI

Financial Sector Assessment Programme – Detailed Assessment Report for IOSCO and CPSS-IOSCO

TG Team13 years ago
SEBIGuidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees
SEBI

Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees

TG Team13 years ago
SEBISEBI (Investment Advisers) Regulations, 2013
SEBI

SEBI (Investment Advisers) Regulations, 2013

TG Team13 years ago
SEBISEBI : General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market.
SEBI

SEBI : General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market.

TG Team13 years ago
SEBISEBI : (Issue of Capital and Disclosure Requirements) Second Amendment Regulations, 2013
SEBI

SEBI : (Issue of Capital and Disclosure Requirements) Second Amendment Regulations, 2013

TG Team13 years ago
SEBISEBI Crackdown On Entities Engaged in Unregistered Investment Advisory And Portfolio Management Activities through Short Message Services (SMSs)
SEBI

SEBI Crackdown On Entities Engaged in Unregistered Investment Advisory And Portfolio Management Activities through Short Message Services (SMSs)

TG Team13 years ago
SEBISEBI Issues a Discussion Paper on “Revision of Clause-41 of Equity Listing Agreement”
SEBI

SEBI Issues a Discussion Paper on “Revision of Clause-41 of Equity Listing Agreement”

TG Team13 years ago
SEBISEBI – Testing of software used in or related to Trading and Risk Management
SEBI

SEBI – Testing of software used in or related to Trading and Risk Management

TG Team13 years ago
SEBISEBI : (Mutual Funds) (Third Amendment) Regulations, 2013
SEBI

SEBI : (Mutual Funds) (Third Amendment) Regulations, 2013

TG Team13 years ago