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CCPS Issuance Through Private Placement: Step-by-Step Process

Company Law : A detailed roadmap explaining the legal framework, procedural steps, and compliance requirements for issuing CCPS through private ...

February 25, 2026 2316 Views 0 comment Print

When Private Placement Crosses Into Public Issue: SEBI Settlement Order in TMFL

SEBI : SEBI held that post-allotment down-selling of privately placed debt securities to more than 200 investors changes their legal char...

January 1, 2026 1641 Views 0 comment Print

Non Convertible Debentures: Private Placement, Listing & Compliance

Company Law : A summary of Non-Convertible Debentures (NCDs) as a corporate financing tool, detailing the process for private placement, regulat...

September 16, 2025 3258 Views 0 comment Print

Private Placement: A Guide to Section 42 of Companies Act 2013

Company Law : Understand the rules of private placement under the Companies Act, 2013, including the 200-person limit, procedures, and penalties...

September 1, 2025 2559 Views 0 comment Print

Private Placement vs. Preferential Allotment: Understanding Practical Choice

Company Law : Understand the distinctions and convergence of private placement (Section 42) and preferential allotment (Section 62(1)(c)) under ...

May 20, 2025 5343 Views 0 comment Print


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Govt may table bill in parliament to allow SBI to split its shares and issue bonus shares

Income Tax : A bill enabling the State Bank of India (SBI) to split its shares and issue bonus shares may be placed in the current winter sessi...

December 5, 2009 819 Views 0 comment Print


Latest Judiciary


Interest on funds borrowed for acquiring controlling interest not allowable expenditure under the Income Tax Act

Income Tax : The Taxpayer incurred interest expenditure on the funds borrowed for investing in shares of a company, with a view to acquire cont...

December 31, 2009 1684 Views 0 comment Print


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Penalty imposed for Using Private Placement Funds Before Filing Return of Allotment

Company Law : The authority penalized premature utilization of funds raised through private placement in violation of Section 42(4). The ruling ...

April 17, 2026 81 Views 0 comment Print

Private Placement Violation: ROC Bangalore Penalises Company for Pre-Filing NCD Offer

Company Law : The case involved issuing a private placement offer before filing the required resolution. It was held that such non-compliance at...

April 17, 2026 84 Views 0 comment Print

Penalty Imposed for Premature Use of Private Placement Funds

Company Law : The authority penalized the company for using funds before allotment and filing statutory returns. It held that Section 42(4) stri...

March 27, 2026 333 Views 0 comment Print

Company Penalized as Private Placement Resolution Was Filed Late

Company Law : The ROC penalized the company for a substantial delay in filing board resolutions. It held that compliance deadlines under the Com...

March 26, 2026 477 Views 0 comment Print

Penalty Imposed for 46-Day Delay in Filing PAS-3 Return of Allotment After Private Placement

Company Law : The ROC held that filing the return of allotment beyond the 15-day statutory limit violates Section 42 and imposed penalties on th...

March 5, 2026 456 Views 0 comment Print


Procedure for issue of Shares on Private Placement basis

August 29, 2022 7632 Views 0 comment Print

Understand the procedure for issuing shares on a private placement basis. Learn about the requirements under the Companies Act, 2013 and SEBI (LODR) Regulations, 2015.

Meaning, Provisions & Procedure For Issue of Shares Via Private Placement

August 29, 2022 16683 Views 0 comment Print

Private placement by companies means offering their securities or inviting to subscribe its securities to the selected group of persons other than by the way of a public issue through a private placement offer letter.

Private Placement by unlisted public and private companies

June 20, 2022 21081 Views 2 comments Print

Understanding private placement by unlisted public and private companies. Learn about the rules and procedures for issuing shares under private placement.

Private Placement of Shares/Securities – Companies Act, 2013

May 13, 2022 37440 Views 2 comments Print

Unlock the key steps and conditional requirements for Private Placement of Shares/Securities under the Companies Act, 2013. Navigate through the process from convening board meetings, obtaining valuations, filing forms, to issuing share certificates. Ensure compliance and transparency in raising capital for your compan

Private Placement under Companies Act, 2013 (Section 42)

May 11, 2022 53121 Views 5 comments Print

Learn about private placement under Companies Act, 2013. Find out how companies can fulfill their funding requirements through this alternative method.

Issue of Shares on Private Placement basis

April 1, 2022 13482 Views 0 comment Print

In today’s scenario, all the Company’s after successfully availing company registration, irrespective of their size require the expansion of capital and growth of their business. So, to raise capital, the Companies Act, 2013[1], has come up with Section 42 of Companies Act, 2013, which provides to make an offer of shares to a selected group […]

Private Placement under Companies Act, 2013 – Things to keep in Mind

March 23, 2022 1800 Views 0 comment Print

While Undertaking Private Placement under Section 42 of the Companies Act, 2013, following points should be kept in mind:- 1. To ensure that persons to whom offer has been made does not exceed 200 in a financial year for each kind of security. 2. It is to be noted that any offer or invitation made […]

Extract of Board Minutes of Company for Private Placement

March 4, 2022 54837 Views 1 comment Print

The Chairman informed that to obtain approval of shareholders for preferential allotment of shares to concerned allottees and any other matter with consent of shareholders, it was required to convene Extraordinary General Meeting of the Company. After some discussion the following resolution was passed:

Checklist for Issue of shares on private placement basis

November 25, 2021 29841 Views 0 comment Print

A private placement is a sale of stock shares or bonds to pre-selected investors and institutions rather than on the open market. Private placemen is an alternative to an initial public offering (IPO) for a company seeking to raise capital for expansion. Article contains Checklist for Issue of shares on private placement basis: 1. Drafting […]

Preferential Allotment of shares | Companies Act, 2013 | Procedure

November 1, 2021 189090 Views 1 comment Print

Company having share capital can increase its subscribed capital through following modes of issues: Preferential allotment Sec 62(1)(c) Rights issue Sec 62(1)(a) ESOP Sec 62(1)(b) Private Placement Sec 42 Bonus shares Sec 63 Many times because of availability of many options to issue securities a dilemma arises that which one will be better option to […]

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