RECENT UPDATIONS IN SEBI (LISTING OBLIGATION AND DISCLOSURE REQUIREMENTS)  REGULATIONS 2015

SEBI vide Circular No. SEBI/HO/CFD/CMD1/P/CIR/2021/556 and SEBI /HO /DDHS/ DDHS _Div1/P/CIR/2021/557 dated 29th April 2021, has provided certain relaxations  from  compliance  with  certain  provisions  of the SEBI  (Listing Obligations  Disclosure  Requirements)  Regulations,  2015  due  to  the  CoVID-19 pandemic.

S.NO REGULATION NO COMPLIANCE ACTUAL DATE EXTENDED DUE DATE
1. 24 A Annual Secretarial Compliance report

 

30th May 2021 30th  June 2021
2. 33(3) Quarterly/ Annual

audited financial results

15th May 2021/ 30th May 2021 30th  June 2021
3. 32(1) Statement    of    deviation    or variation in use of funds 15th May 2021/ 30th May 2021 30th  June 2021
For  entities  that  have  listed  their  debt  securities  under the  SEBI  (Issue  and  Listing  of  Debt Securities)   Regulations,   2008,   SEBI   (Issue   and   Listing   of   Non-convertible   Redeemable Preference  Shares  Regulations,  2013,  and  SEBI  (Public  Offer  and  Listing  of  Securitized  Debt Instruments) Regulations, 2008
4. 52(1) and (2) Quarterly/ Annual audited financial results 15th May 2021/ 30th May 2021 30th  June 2021
5. 52(7) Statement  of    deviation   or variation in use of funds 15th May 2021/ 30th May 2021 30th  June 2021
For entities that have listed their bonds under the SEBI (Issue and Listing of Municipal Bonds) Regulations, 2015
6. Requirements as per circular no. SEBI/HO/DDHS/CIR/P/134/2019 dated  November 13, 2019 Annual audited financial results 30th May 2021 30th  June 2021
For entities that have listed Commercial Paper
7. Requirements as per SEBI/HO/DDHS/DDHS/CIR/P/2019/115 dated October 22, 2019 Half yearly/ Annual audited financial results 15th May 2021/ 30th May 2021 30th June 2021

v  Listed   entities   are   permitted   to   use   digital   signature certifications for authentication/certification  of  filings/submissions  made  to  the  stock  exchanges  under  the SEBI  (Listing Obligations  and  Disclosure  Requirements)  Regulations,  2015 for  all filings  until  December 31, 2021.

v  Entities that have listed their municipal bonds may also opt to use digitally  signed  documents  for  making  filings  with  Stock  Exchanges  in  terms  of SEBI circulars CIR/IMD/DF1/60/2017 dated June 19, 2017 and SEBI/HO/DDHS/CIR/P/134/2019  dated  November  13,  2019.

v  Entities that have listed Commercial Paper may also opt to use digitally signed documents for making filings with Stock Exchange in terms of SEBI circular no. SEBI/HO/DDHS/DDHS/CIR/P/2019/115 dated October 22,2019

Tags:

Author Bio

Qualification: Student - CA/CS/CMA
Company: N/A
Location: Karnal, Haryana, India
Member Since: 12 May 2021 | Total Posts: 3
I have a good exposure in the Compliances related to Companies Act,SEBI laws ,XBRL filings and always willing to learn more and grow more. View Full Profile

My Published Posts

More Under SEBI

Leave a Comment

Your email address will not be published. Required fields are marked *

Search Posts by Date

June 2021
M T W T F S S
 123456
78910111213
14151617181920
21222324252627
282930