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Ali Asgar Tambawala

Ali Asgar Tambawala

Contributing Author
Name: Ali Asgar Tambawala Qualification: CS Company: Compliance Manager Location: Indore, Madhya Pradesh, India Articles Published: 9 Total Views: 70,566

About

Compliance Manager is a consultancy firm comprising of a team of experienced professionals to deliver various range of services. We provide SEBI Compliances, listing, secretarial, legal & other services to Corporate Sector and Individuals. We provide best in the class services in the profession with complete satisfaction of our client with total confidentiality of the data.

Articles by this Author
SEBIBSAL to administer & supervise activities of SEBI Registered Investment Advisors
SEBI

BSAL to administer & supervise activities of SEBI Registered Investment Advisors

Ali Asgar Tambawala5 years ago
SEBICompliance Audit for SEBI Registered Investment Advisers
SEBI

Compliance Audit for SEBI Registered Investment Advisers

Ali Asgar Tambawala5 years ago
SEBIAMFI Guidance on MFD Nomenclature
SEBI

AMFI Guidance on MFD Nomenclature

Ali Asgar Tambawala6 years ago
SEBISummary of SEBI Circular titled ‘Guidelines for Investment Advisers’
SEBI

Summary of SEBI Circular titled ‘Guidelines for Investment Advisers’

Ali Asgar Tambawala6 years ago
SEBIFAQs on Compliance Audit by SEBI Registered Research Analysts
SEBI

FAQs on Compliance Audit by SEBI Registered Research Analysts

Ali Asgar Tambawala6 years ago
SEBIImpact & Analysis of SEBI (Investment Advisers) (Amendment) Regulations, 2020
SEBI

Impact & Analysis of SEBI (Investment Advisers) (Amendment) Regulations, 2020

Ali Asgar Tambawala6 years ago
SEBIRisk Profiling by Investment Advisers
SEBI

Risk Profiling by Investment Advisers

Ali Asgar Tambawala6 years ago
SEBIFAQs on Compliance Audit for Investment Advisers
SEBI

FAQs on Compliance Audit for Investment Advisers

Ali Asgar Tambawala6 years ago
SEBISEBI Measures to strengthen conduct of Investment Advisers (IA)
SEBI

SEBI Measures to strengthen conduct of Investment Advisers (IA)

Ali Asgar Tambawala7 years ago