Listed companies under the LODR Regulations are required to provide disclosures at various stages of an analyst / institutional investor meet / call.
SEBI mandated submission of nomination details/declaration for opting out of nomination for investors subscribing to mutual fund units on or after August 1, 2022.
To ensure that client furnishes accurate/updated details of address and to ensure that KYC details are correct, following framework involving stock exchanges is proposed
Extension of the facility of 24×7 Customs clearance to ICDs across the country, so as to cater to the requirements of the trade.
Clause 2(IV)(A) of the aforesaid circular prescribed that in respect of units of ETFs, direct transaction with AMCs shall be facilitated for investors only for transactions above a specified threshold of INR 25 Cr.
Regulatory Sandbox (RS) nurtures responsible innovation in Financial/Pension/Retirement Planning services to promote efficiency, which eventually benefits the investors, Subscribers, consumers and users.
SEBI KYC records of all existing clients (who have used Aadhaar as an OVD) to be validated within 180 days from November 01, 2022.
For clients, who have opted for Monthly settlement, running account shall be settled on first Friday of every month. If first Friday is a trading holiday, then such settlement shall happen on the previous trading day.
For discharge of export obligation under EPCG Authorizations, in case of supplies made to SEZ units prior to 01.04.2015, exporters can submit corroborative evidence in lieu of ‘Bill of Exports’
Whether imports through air mode are exempted from registration under NFMIMS? Whether multiple consignments against a NFMIMS registration can be imported within validity period of NFMIMS Registration?
