Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
The Finance Act, 2021 provides tax incentives for relocating foreign funds to International Financial Services Centre (IFSC) in order to make the IFSC in GIFT City a global financial hub.
Securities Exchange Board of India (‘SEBI’) vide its Circular dated May 31, 2021, has notified amendment in format of Compliance report on Corporate Governance to be submitted by listed entities. SEBI has added ‘Annex IV’ to be submitted on a half yearly basis (w.e.f. first half year of the FY 2021-22) which shall cover details of loan/ […]
risk-o-meter of the scheme and the benchmark along with the performance disclosure of the scheme vis-à-vis benchmark and Details of the portfolio – Based on the representation received from AMFI, it has been decided to extend the implementation date of the provisions of the aforesaid circular to September 1, 2021.
SEBI in receipt of representation from AIF Industry, requesting extension of timelines for various regulatory filings and compliances for AIFs and VCFs, due to ongoing second wave of the CoVID- 19 pandemic and restrictions imposed by various state governments.
In re Mr. Pranshu Bhutra (SEBI) Conclusion: Due to insider trading of the scrip of Infosys Limited (INFY), SEBI issued the Interim Order in the matter of insider trading in shares of Infosys Limited in order to protect the interests of investors and the integrity of the securities market, in exercise of the powers conferred […]
Listing means the admission of securities of a company for trading on a stock exchange. Listing is not compulsory under the Companies Act. It becomes necessary when a public limited company desires to issue shares or debentures to the public. When securities of any company get listed in any stock exchange, the company has to comply with the requirements of that particular exchange.
Compliances for a listed entity for Equity Shares under SEBI (LODR) 2015 – A quick recap The relevant compliances are divided into four parts: 1. Quarterly Compliances COMPLIANCES BY: Regulation Time Period June end quarter September end quarter December end quarter March end quarter Regulation 31 (1) (b) – Shareholding Pattern Within 21 days from […]
In order to improve and strengthen the Corporate Governance structure of a Company, SEBI has mandated formation of few committees of the Board. These are Audit Committee, Nomination and Remuneration Committee, Stakeholder Relationship Committee and Risk Management Committee under Regulation 18, 19, 20 and 21 respectively of the SEBI (LODR) Regulations, 2015. SEBI has also […]
‘SEBI’ invites applications of eligible CA firms / companies (hereinafter referred to as ‘applicant’) for empanelment to take up assignments relating to forensic audit of financial statements of listed companies.
Article Explains disclosure to be made by a Listed Company & list out Disclosure Quarterly Disclosures, Half Yearly Disclosure, Annual Disclosures and Event Based Disclosures. Article explains the disclosure with relevant Regulations number, Description of the Applicable Regulation and timeline within which disclosures to be made under Securities and Exchange Board of India (Listing Obligations […]
