Securities and Exchange Board of India
CA, CS, CMA : Major rulings and notifications clarified tax treatment, compliance timelines, and financial regulations. The updates emphasize ef...
SEBI : Regulation 31A lays down strict eligibility and compliance requirements for promoter reclassification. The key takeaway is that lo...
CA, CS, CMA : The update discusses GST rulings on ITC and refunds, income tax relief interpretations, and insolvency reforms. It also covers dis...
Income Tax : Explains how commission-driven incentives in banks lead to mis-selling of financial products. Highlights the need for structural r...
SEBI : Explains mandatory quarterly disclosures under SEBI LODR, including financial results, governance reports, and shareholding patter...
SEBI : The consultation highlights that existing net worth calculations based on retained client funds are no longer effective. A revised...
SEBI : The draft circular addresses issues in managing unpaid client securities and proposes changes to the existing pledge framework. It...
Finance : The agreements introduce structured protocols for intelligence sharing and monitoring compliance under PMLA. The ruling highlights...
SEBI : The issue involved misuse of telecom resources in financial scams. The MoU establishes real-time data sharing to enable early dete...
SEBI : The issue concerns multiple filings of the same disclosures on different stock exchanges. The framework enables a single filing sy...
SEBI : The issue was whether failure to refund investor funds is time-barred. The Court held it is a continuing offence, rejecting the li...
Company Law : Supreme Court held that diversion of funds raised through preferential allotment for purposes other than those stated in offer doc...
SEBI : Calcutta High Court directs SEBI to accept Priya Ranjan Sah's payment, citing a one-day delay as not warranting prolonged litigati...
SEBI : SEBI penalty on Deccan Chronicle's Company Secretary overturned. Tribunal rules Company Secretary not responsible for verifying au...
SEBI : SEBI prosecutes directors of Gujarat Arth Ltd for market manipulation and fraudulent trading under SEBI Act....
SEBI : The issue was compliance timeline under amended DT regulations. SEBI extended the deadline to October 2026 due to implementation c...
SEBI : The event underscored that increasing retail participation must be matched with stronger investor awareness and safeguards. It emp...
SEBI : SEBI addressed concerns over high funding costs caused by gross settlement requirements. It permitted netting for outright transac...
SEBI : SEBI clarified that only a body corporate can act as a sponsor under MF Regulations 2026. A family trust, not being a body corpora...
SEBI : SEBI reduced the threshold under Regulation 10(c) from ₹2 lakh to ₹1,000, easing compliance requirements. The move simplifies ...
Explore the latest SEBI circular amending guidelines for online dispute resolution in the Indian securities market. Understand key changes and implications.
Explore SEBI’s Circular on Principles of Financial Market Infrastructures (PFMIs). Understand how the implementation ensures safety, efficiency, and transparency in India’s financial markets.
Discover the simplified process for investor accreditation by SEBI. Learn about KYC access, financial criteria, and the updated validity period. Stay informed!
Why do some financial market regulators ignore the prevailing law, while designing products/policies, and push exotic ideas without heeding the serious systemic, legal and associated risks pointed out time and again
Explore SEBI’s latest circular on upstreaming clients’ funds by stock brokers, addressing operational difficulties. Learn the revised framework for enhanced transparency.
Bombay High Court held that minority shareholders of Bharat Nidhi Ltd. (BNL) are entitled to get documents related to proceedings by SEBI against BNL. Accordingly, directed to provide the same in terms of Courts order dated 23 October 2023.
Explore SEBI’s proposed framework for subordinate unit issuance and unit-based employee benefits in REITs and InvITs. Provide your insights on the regulatory requirements and recommended changes for public consultation
SEBI’s interpretation clarifies that concentration limit of 25% in an Investee Company applies at the level of individual Target Companies acquired by ARC Trust.
Explore SEBI’s latest circular on dematerialising Alternative Investment Fund units. Learn the timeline, process, and guidelines for crediting units in demat form
SEBI’s consultation paper on NCS and LODR Regulations for fast track public issuance of debt securities. Share your insights by December 30, 2023.
