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Shekhar Kumar +91-9990255282

Latest Posts by Shekhar Kumar +91-9990255282

SEBI Mandates Social Media Disclosures to Distinguish Registered Entities from Unregistered Persons

March 2, 2026 384 Views 0 comment Print

SEBI’s 26-02-2026 circular requires regulated entities and their agents to disclose registration details on social media. The move enhances transparency and investor protection from May 01, 2026.

Why Companies Should Not Surrender ISIN Even Under Revised Small Company Definition

December 10, 2025 1698 Views 0 comment Print

Even with relaxed compliance thresholds, retaining an ISIN ensures corporate credibility, simplifies future fundraising, and avoids costly re-issuance hurdles.

NSDL Issuer Portal Registration for Any Corporate Action: A Step-by-Step Guide

May 1, 2025 10545 Views 0 comment Print

Learn the process for issuers to register on the NSDL portal for corporate actions post dematerialization. Includes steps and required documents.

Issue and Listing of NCDs on Private Placement Basis

April 16, 2025 2889 Views 0 comment Print

In general, non-convertible securities are those financial instruments that cannot be converted into other type of securities like equity or another debt instrument. For example debt securities and bonds that cannot be converted into equity.

SEBI Regulations on Fraudulent and Unfair Trade Practices

April 4, 2025 2478 Views 0 comment Print

Overview of SEBI’s regulations prohibiting fraud and unfair trade in securities, including key definitions, prohibited activities, and enforcement powers.

SEBI Settlement Proceedings: Procedure and Key Provisions

March 25, 2025 2013 Views 0 comment Print

Learn about SEBI Settlement Proceedings, including application filing, settlement terms, and procedure under SEBI Regulations, 2018.

Procedure of issuance of ISIN to Alternative Investment Funds (AIFs)

March 19, 2025 1161 Views 0 comment Print

Learn about Alternative Investment Funds (AIFs) in India, their categories, regulations, and investment scope under SEBI’s AIF Regulations, 2012.

SEBI (Informal Guidance) Scheme 2003: Key Provisions

March 18, 2025 1056 Views 0 comment Print

Understand SEBI Informal Guidance Scheme 2003, its application process, eligibility, response time, confidentiality, and key exclusions for compliance queries.

Registrars & Share Transfer Agents – SEBI Regulations and Key Provisions

March 14, 2025 2607 Views 0 comment Print

Overview of SEBI regulations for Registrars and Share Transfer Agents (RTAs), their roles, compliance requirements, and key provisions under the 1993 RTA regulations.

SEBI (Self Regulatory Organizations) Regulations, 2004: Key Provisions

March 11, 2025 1161 Views 0 comment Print

Overview of SEBI’s SRO Regulations 2004: recognition process, intermediary definitions, SRO functions, inspection, and compliance requirements.

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