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Archive: 30 December 2003

Posts in 30 December 2003

SEBI : T+2 rolling settlement-Cash Market-Risk Management

December 30, 2003 622 Views 0 comment Print

This is in continuation of our circular no. SMD/Policy/Cir-9/2003 dated March 11, 2003, on “Risk Management for T+2 rolling settlement.” In partial modification of the aforesaid circular,

SEBI : (Procedure for holding Enquiry by Enquiry Officer and Imposing Penalty)(Second Amendment) Regulations 2003

December 30, 2003 787 Views 0 comment Print

the adjudicating officer may, on receipt of such records, proceed to deal with the matter, so far as may be, in the same manner as in the case of adjudicating proceedings under Chapter VIA read with the Securities and Exchange Board of India.

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