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Circulars

Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites

November 23, 2021 903 Views 0 comment Print

SEBI issued Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 Dated November 23, 2021 on Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites. Securities and Exchange Board of India Circular No. SEBI/HO/CFD/DCR2/P/CIR/2021/0661 Dated November 23, 2021 To, All Registered Merchant Bankers Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on […]

Non-compliance with certain provisions of SEBI ICDR Regulations

November 23, 2021 1668 Views 0 comment Print

SEBI Circular No. SEBI/HO/CFD/DIL1/P/CIR/2021/0660 Dated November 23, 2021 on Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR Regulations). Securities and Exchange Board of India Circular No. SEBI/HO/CFD/DIL1/P/CIR/2021/0660| Dated: November 23, 2021 To All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Non-compliance with certain provisions of SEBI (Issue of […]

SEBI mandates Disclosure of Complaints against Stock Exchanges/Depositories/Clearing Corporations

November 23, 2021 435 Views 0 comment Print

SEBI  mandates Disclosure of Complaints against the Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations vide Circular No. SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 Dated: November 23, 2021. Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD1/MRD1_ICC1/P/CIR/2021/664 November 23, 2021 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges (excluding Commodity Derivatives Exchanges)/Depositories/Clearing Corporations Dear Sir / Madam, Sub: […]

Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012

November 22, 2021 1284 Views 0 comment Print

The limit for investment in listed equity shall be calculated based on the NAV of the fund on the business day immediately preceding the date on which the Category III AIF makes such investment.

Disclosure obligations of listed entities for Related Party Transactions

November 22, 2021 4791 Views 0 comment Print

The notice being sent to the shareholders seeking approval for any proposed RPT shall, in addition to the requirements under the Companies Act, 2013, include the following information as a part of the explanatory statement:

RBI includes Baroda UP Bank in Second Schedule to RBI Act, 1934

November 22, 2021 4029 Views 0 comment Print

We advise that the name of Baroda UP Bank has been included to and names of three erstwhile Regional Rural Banks (RRBs) have been excluded from the Second Schedule to the Reserve Bank of India Act, 1934,

Delhi Government Order on Closure of Schools till Further Orders

November 21, 2021 2457 Views 0 comment Print

The Department of Environment, GNCTD vide order F. NO. 10 (13)/EN V/2020/Pt-2/5214- 5243 dated: 17th November, 2021 (Copy enclosed) has directed to close all the Schools with immediate effect till further orders of the Commission For Air Quality Management in National Capital Region and Adjoining Areas.

SEBI amends circular related to Schemes of Arrangement by Listed Entities

November 18, 2021 2184 Views 0 comment Print

1. SEBI vide Circular No. SEBI/HO/CFD/DIL2/CIR/0/2021 dated November 16, 2021 notified changes to the Master Circular No. SEBI/HO/CFD/DIL1/CIR/P/2020/249 dated December 22, 2020. 2. In this regard, an addendum to the aforesaid Circular dated November 16, 2021 is placed at Annexure 1.

NFRA to engage Chartered Accountants on contractual basis

November 17, 2021 1626 Views 0 comment Print

Circular seeking applications from Chartered Accountants for engagements as Professionals in NFRA on contractual basis Government of India National Financial Reporting Authority ***** 7th Floor, Hindustan Times House, Kasturba Gandhi Marg, New Delhi Dated 17th November, 2021 A-12011/8/2019-ESTT-NFRA CIRCULAR National Financial Reporting Authority (NFRA) intends to engage eligible and interested persons as professionals purely on […]

RBI withdraws 16 Redundant Circulars

November 16, 2021 1365 Views 0 comment Print

Reserve Bank of India RBI/2021-22/132 DoS.CO.PPG./SEC.06/11.01.005/2021-22 November 16, 2021 All Scheduled Commercial Banks (including all Small Finance Banks & all Payments Banks), Local Area Banks & All Primary Urban Cooperative Banks Madam/Dear Sir, Regulations Review Authority (RRA 2.0) – Interim Recommendations – Withdrawal of Redundant Circulars Please refer to the Press Release dated November 16, […]

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