SEBI notifications - Page 4

Shri G P Garg takes charge as Executive Director, SEBI

Press Release No. 42/2020 (14/08/2020)

Shri G P Garg took charge as Executive Director in SEBI on August 13, 2020. Prior to his promotion as Executive Director, Shri Garg was Chief General Manager in SEBI and has handled several important assignments in SEBI since joining in January 1994. He has been closely associated with SEBI’s initiatives on Financial Literacy and Invest...

Read More

SEBI SOP- Handling of complaints by stock exchanges & Action for failure to redress investor complaints

Circulars No, SEBI/HO/OIAE/IGRD/CIR/P/2020/152 (13/08/2020)

Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies....

Read More

27 Relief Measure taken by SEBI & MCA during Covid-19

As we all know that COVID 19 is an unprecedented crisis and challenge which is currently being faced by the whole World. Amidst the spread of the pandemic and the imposition of lockdowns, there are various challenges before all the stakeholders in the corporate world. Regulators in many countries are revising the filing deadlines, changin...

Read More
Posted Under: SEBI |

SEBI provides Administrative support for Trustees of Mutual Funds

Circular No. SEBI/HO/IMD/DF4/CIR/P/2020/0000000151 (10/08/2020)

SEBI, in its interactions with the Trustees had received feedback for providing administrative assistance to Trustees in monitoring various activities of the AMCs. Trustees shall appoint a dedicated officer having professional qualification and minimum 5 years of experience in finance and financial services related field....

Read More

SEBI New Guidelines For Local Proxy Advisors

The Securities and Exchange Board of India notified on 3rd Aug 2020 that it shall be compulsory for the proxy advisors to share their report with its clients and the company at the same time. This is the first time the regulator has come out with guidelines for local proxy advisors after framing regulations in 2014. This notification ...

Read More
Posted Under: SEBI |

Analysis of SEBI’s Settlement Scheme 2020

Under SEBI’s Settlement Scheme 2020, the entities who have executed trade reversals on the stock options segment of BSE during the period from April 1, 2014 to September 30, 2015 against whom any proceedings are pending are eligible to avail the one time settlement opportunity....

Read More
Posted Under: SEBI |

SEBI amends SEBI (IFSC) Guidelines, 2015

Circular No. SEBI/HO/MRD2/DCAP/CIR/P/2020/149 (07/08/2020)

Any Indian recognized stock exchange or clearing corporation, or, any recognized stock exchange or clearing corporation of a foreign jurisdiction shall form a subsidiary to provide the services of clearing corporation in IFSC wherein at least fifty one per cent. of paid up equity share capital is held by such stock exchange or clearing co...

Read More

Administration & Supervision of Investment Advisers by stock exchange subsidiary

Circular No. SEBI/HO/IMD/DF1/CIR/P/2020/148 (06/08/2020)

SEBI decided to recognize a wholly-owned subsidiary of the stock exchange (stock exchange subsidiary) to administer and supervise Investment Advisers registered with SEBI....

Read More

SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2020

Notification No. SEBI/LAD-NRO/GN/2020/25 (05/08/2020)

1. These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2020. 2. They shall come into force on the date of their publication in the Official Gazette....

Read More

SEBI (Employees’ Service) (Amendment) Regulations, 2020

Notification No. SEBI/ LAD-NRO/GN/2020/26 (05/08/2020)

1. These regulations may be called the Securities and Exchange Board of India (Employees' Service) (Amendment) Regulations, 2020. 2. They shall come into force on the date of their publication in the Official Gazette....

Read More

Browse All Categories

CA, CS, CMA (4,923)
Company Law (6,534)
Custom Duty (7,943)
DGFT (4,309)
Excise Duty (4,389)
Fema / RBI (4,350)
Finance (4,602)
Income Tax (34,349)
SEBI (3,657)
Service Tax (3,586)

Search Posts by Date

September 2020
M T W T F S S
 123456
78910111213
14151617181920
21222324252627
282930