SEBI notifications - Page 249

SEBI : Y2K Preparedness of Stock Exchanges and Stock Brokers

SMD//Policy/Cir-27/99 (19/08/1999)

The Exchanges would prepare detailed contingency plans for themselves and the member brokers and forward it to SEBI latest by August 31, 1999....

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SEBI : Margins and expansion of trading terminals of exchanges

SMDRP/POLICY/ CIR-26/99 (17/08/1999)

SEBI had vide circular no. SMD/POLICY/5325/96 dated October 30, 1996, issued guidelines for the expansion of the trading terminals. In this regard, it was decided that expansion of the trading terminals of the regional exchanges to centres....

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SEBI : Powers of Executive Directors

SMDRP/Policy/Cir-25 /99 (12/08/1999)

It has been brought to our notice that the Executive Directors of the stock exchanges do not have financial powers to sanction the normal revenue expenditure and to issue cheques. In some of the cases though the financial powers have been given to the Executive Directors to sanction the expenditure....

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SEBI : Risk Containment Measures for Index Futures Market

IES/DC/CIR-4/99 (28/07/1999)

while accepting the recommendations of Dr L C Gupta Committee, had appointed a group under Prof. J R Varma to recommend measures for risk containment for derivatives market in India...

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SEBI : Listing Agreement – Amendmen

SMD/POLICY/CIR-24/99 (14/07/1999)

Companies should co-operate with the Credit Rating Agencies in giving correct and adequate information for periodical review of the securities during lifetime of the rated securities....

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SEBI : Guidelines for opening of Trading Terminals Abroad

SMDRP/POLICY/CIRCULAR-23 /99 (12/07/1999)

Finance Minister, Mr Yashwant Sinha while delivering the Budget Speech for the year 1999-2000 has made an announcement to encourage the Indian Stock Exchanges to open their terminals abroad....

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SEBI : Requirement of submitting Annual Statement of activities undertaken as Bankers to Issues

BTI Circular No. 3(1999-2000) (09/07/1999)

Banks are once again advised to forward the annual statement of their activities undertaken as Bankers to Issues in accordance with the aforesaid circular and ensure that all the required information are furnished in the specified format and quarterly as well as annual reports pertaining to their activities as Bankers to issues are submit...

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SEBI : Requirement of submitting Annual Statement of activities undertaken as Bankers to Issues

BTI Circular No. 3 (1999-2000) (09/07/1999)

Banks are once again advised to forward the annual statement of their activities undertaken as Bankers to Issues in accordance with the aforesaid circular and ensure that all the required information are furnished in the specified format and quarterly as well as annual reports pertaining to their activities as Bankers to issues are submit...

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SEBI : Implementation of Arbitration Awards

SMDRP/Policy/CIR -22/99 (09/07/1999)

The Stock Exchange should on receipt of the arbitration award, debit the amount of the arbitration award from the security deposit or any other monies of the member (against whom an award has been passed) and keep the amount in a separate account....

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SEBI : Trading and Settlement of trades in dematerialised securities

SMDRP/Policy/Cir.-21/99 (08/07/1999)

All the Stock Exchanges shall introduce this scheme urgently for small investors under intimation to SEBI and also advise the member brokers not to reject any client’s request for trading in this segment....

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