SEBI notifications notification

Guidelines for rights issue of units by a listed InvIT

Circular No. SEBI/HO/DDHS/DDHS/CIR/P/2020/10 (17/01/2020)

Regulation 2(1)(zw) of Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014 (InvIT Regulations), defines a rights issue as an offer of units by a listed InvIT to the unitholders of the InvIT as on the record date fixed for the said purpose. This circular details the guidelines in respect of a rights ...

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Guidelines for rights issue of units by a listed REIT

SEBI/HO/DDHS/DDHS/CIR/P/2020/09 (17/01/2020)

Regulation 2(1)(zq) of Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014 (REIT Regulations), defines a rights issue as an offer of units by a listed REIT to the unitholders of the REIT as on the record date fixed for the said purpose. This circular details the guidelines in respect of a […]...

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Statement of Deviation in use of proceeds of issue of listed NCDs or NCRPs

Circulars No. SEBI/HO/DDHS/08/2020 (17/01/2020)

SEBI notifies Format for Statement indicating Deviation or Variation in the use of proceeds of issue of listed non-convertible debt securities (NCDs) or listed non-convertible redeemable preference shares (NCRPs) alongwith its salient features. Securities and Exchange Board of India Circular No. SEBI/HO/DDHS/08/2020 Dated: January 17, 202...

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SEBI amends Operational guidelines for FPIs & DDPs and EFIs

IMD/FPI&C/CIR/P/2020/07 (16/01/2020)

In line with rule 1(a)(iv) of Schedule II of Foreign Exchange Management (Non-debt Instruments) Rules, 2019 regarding Investments by Foreign Portfolio Investors, certain foreign Government agencies and its related entities are exempt from clubbing of investment limit requirements and other investment conditions either by way of an agreeme...

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Exchanges can launch ‘Option in Goods’ in commodity derivatives segment

Notification No. SEBI/HO/CDMRD/DMP/CIR/P/2020/05 (16/01/2020)

Stock Exchanges are now permitted to launch ‘Option in Goods’ in their commodity derivatives segment. This is in addition to ‘Options on commodity futures’, guidelines which were issued vide SEBI circular SEBI/HO/CDMRD/DMP/CIR/P/2017/55 dated June 13, 2017....

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PACL Investors| Facility to view status of/deficiency in claim applications

Press Releases No. 2/2020 (15/01/2020)

The Committee had vide press release dated December 03, 2019 informed that an opportunity will be provided to all PACL investors/applicants with claims upto Rs. 5,000/-, whose claim applications were found deficient, to make good deficiencies as may be applicable to their claims, so as to enable their claims to be processed....

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SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2020

Notification No. SEBI/ LAD-NRO/GN/2020/02 (10/01/2020)

Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2020. SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 10th January, 2020 SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2020 No. SEBI/ LAD-NRO/...

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SEBI issues Operating Guidelines for Investment Advisers in IFSC

Notification No. SEBI/HO/IMD/DF1/CIR/P/2020/04 (09/01/2020)

Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC)- 1. Applicability of SEBI (Investment Advisers) Regulations, 2013 (‘Investment Adviser Regulations’) The applicability of these operating guidelines is subject to such conditions that may be prescribed by the Board, Reserve Bank of India and...

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SEBI revised existing Annual System Audit Framework

SEBI/HO/MRD1/ICC1/CIR/P/2020/03 (07/01/2020)

For the Annual System Audit, the following broad areas shall be considered in order to ensure that the audit is comprehensive and effective: a. The Audit shall be conducted according to the Norms, Terms of Reference (TOR) and Guidelines issued by SEBI....

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SEBI Strengthens rating process in respect of ‘INC’ ratings

Circular No. SEBI/HO/MIRSD/CRADT/CIR/P/2020/2 (03/01/2020)

In order to further strengthen the rating process of the CRAs with regard to ‘Issuer not cooperating’ (INC) ratings, following directions are being issued: a. If an issuer has all the outstanding ratings as non-cooperative for more than 6 months, then the CRA shall downgrade the rating assigned to the instrument of such issuer to non-...

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