SEBI notifications news

ICSI Guidance Note on Prevention of Insider Trading

The act of Insider Trading does not only shake the capital markets, but also impacts the genuine Investors and the country’s economic growth. Various committees constituted by the Government have recommended measures to prohibit the practice of insider trading and the need to regulate the same. To deal with market abuse related to “in...

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Posted Under: CA, CS, CMA |

Discussion Paper on ‘Usage of pool accounts in Mutual Fund Transactions’

i. Pooling of funds/units by Stock Brokers, MFDs, IAs and other platforms may be discontinued for Mutual Fund Transactions. For implementation of the same, following may be ensured:...

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Posted Under: CA, CS, CMA |

Thoughts and perspectives on Mutual Fund industry of SEBI Chairman

As a capital market regulator, one of our objectives is to promote the growth of the securities market through greater investor participation. Mutual Funds are one of the most important institutions through which money collected from various investors, especially retail investors are channelized into the capital market....

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Posted Under: CA, CS, CMA |

GIFT IFSC- Onshoring the Offshore

Globally, the concept of an International Finance Centre or an IFC has been prevalent for quite some time and the experience in various jurisdictions has been quite encouraging. Various IFCs have been set up worldwide, amongst which the centres located in London, New York, Singapore and Dubai are among the prominent ones. These centres ha...

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Posted Under: CA, CS, CMA |

Consultation Paper on SEBI (Portfolio Managers) Regulations, 1993

The objective of the consultation paper is to seek comments / views from the public on the proposal to amend the SEBI (Portfolio Managers) Regulations, 1993 (PMS Regulations)....

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Posted Under: CA, CS, CMA |

Resignation of Statutory Auditors from Listed Companies- Proposed Disclosure Norms

There have been a significant number of instances of abrupt resignation of Statutory Auditors from listed entities in recent times. In most of the cases, the statutory auditors have suddenly resigned without completing their assignments for the year, generally citing ‘pre-occupation’ as the reason for resignation....

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Posted Under: CA, CS, CMA |

SEBI Discussion Paper on Framework for Regulatory Sandbox

Participants in the capital market in India have been early adopters of technology. SEBI believes that encouraging adoption and usage of financial technology (‘FinTech’) would have a profound impact on the development of securities market. FinTech can act as an instrument to further develop and maintain an efficient, fair and transpar...

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Posted Under: CA, CS, CMA |

SEBI Discussion paper on review of buy-back of securities

The objective of this discussion paper is to seek comments / views from the public on suggestions relating to review of conditions for buy-back of securities....

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Posted Under: CA, CS, CMA |

Consultation Paper on Norms for Companies listed on IGP to trade under regular category of main board of recognized Stock Exchanges

SEBI Consultation Paper on Innovators Growth Platform (IGP)- Norms for Companies listed on IGP to trade under regular category of mainboard of Recognized Stock Exchanges...

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Posted Under: CA, CS, CMA |

Self Regulatory Organizations in Securities Market

The distributors of MF products and Investment Advisers (IAs) are becoming important players in the market and growing in numbers. There are approx. 1.24 Lakh distributors of MF products as on February 28, 2019 and 1,136 IAs registered with SEBI as on March 19, 2019. ...

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Posted Under: CA, CS, CMA |

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