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Article covers the compliance’s which are required to be complied by the listed entities on quarterly, half yearly and on annual basis within the prescribed due dates as given under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015.

Sr.no. Reg. no. Particular Due date
 
QUARTERLY COMPLIANCE
 
1 13(3) Statement of Investor complaints Within 21 days from the quarter end
2 27(2) Corporate Governance Report Within 15 days from the quarter end
3 31 Shareholding Pattern Within 21 days from the quarter end
4 33 Financial Results Within 45 days from the quarter end
5 76 of DP Regulations Reconciliation of Share Capital Audit. Within 30 days from the quarter end
6 74(5) of DP Regulations Certificate Received from Registrar
 
HALF YEARLY COMPLIANCE
 
1 7(3) Compliance Certificate certifying maintaining physical and electronic transfer facility Within 1 month of end of each half of the FY
2 40(9) Certificate from Practicing Company Secretary (PCS) Within 1 month of end of each half of the FY
 
ANNUAL COMPLIANCE
 
1 33 Financial Results Within 60 days from the quarter end
2 24A Secretarial Audit Within 60 days from the closure of FY
3 34 Annual Report Within 21 working days of it being approved & adopted in AGM
 

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Hello there! I am Sheetal Shukla, a qualified Company Secretary with a passion for continuous learning and with an interests in company law, securities law, compliance management and with a goal to have a challenging opportunities which allows & nurtures my strengths and hardwork. I am having View Full Profile

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