Requirement of minimum number & holding of unit holders for unlisted InvITs |
Circular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/611 |
04/08/2021 |
Maintenance of Current Accounts in multiple banks by Mutual Funds |
Circular No. SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/610 |
04/08/2021 |
SEBI modifies Operational Guidelines for FPIs and DDPs |
Circular No. SEBI/ HO/ FPI&C/ P/ CIR/ 2021/609 |
04/08/2021 |
SEBI permits non-scheduled Payments Banks to register as Bankers to an Issue |
Circular No. SEBI/HO/MIRSD/MIRSD_DOR/P/CIR/605/2021 |
03/08/2021 |
Intra-day NAV for transactions in units of ETFs directly with AMCs |
Notification No. SEBI/HO/IMD/IMD-I/DOF5/P/CIR/2021/0606 |
30/07/2021 |
SEBI: Deployment of unclaimed redemption and dividend amounts and Instant Access Facility in Overnight Funds |
Circular No. SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/608 |
30/07/2021 |
SEBI: Relaxation in timelines for compliance with regulatory requirements |
Circular No. SEBI/HO/MIRSD/DOP/P/CIR/2021/607 |
30/07/2021 |
RTA inter-operable Platform for enhancing investors’ experience in Mutual Fund transactions / service requests |
SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/604 |
26/07/2021 |
Timelines related to processing of scheme related applications filed by AMCs |
Circulars No. SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/603 |
23/07/2021 |
Holding of AGM by top 100 listed entities by market capitalization |
Circular No. SEBI/HO/CFD/CMD1/P/CIR/2021/602 |
23/07/2021 |
Nomination for Eligible Trading and Demat Accounts |
Circular No. SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 |
23/07/2021 |
Continuous disclosures in compliances by InvITs – Amendments |
Circular No. SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/600 |
22/07/2021 |
Continuous disclosures in compliances by REITs – Amendments |
Circular No.: SEBI/HO/DDHS/DDHS_Div3/P/CIR/2021/599 |
22/07/2021 |
SEBI framework for segregation & monitoring of collateral at client level |
SEBI/HO/MRD2_DCAP/CIR/2021/0598 |
20/07/2021 |
SEBI relaxes regulatory requirements by Debenture Trustees |
SEBI/HO/MIRSD/CRADT/CIR/P/2021/597 |
20/07/2021 |
Block Mechanism in demat account of clients undertaking sale transactions |
Circular No. SEBI/HO/MIRSD/DOP/P/CIR/2021/595 & PR No .23/2021 |
16/07/2021 |
SEBI introduces Expected Loss (EL) based Rating Scale |
Circular No. SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/594 |
16/07/2021 |
Mutual Fund to provide justification for not exercising put option |
SEBI/HO/IMD/DF4/P/CIR/2021/593 |
09/07/2021 |
Review of Advance Intimation timelines for modifications in contract specifications of commodity derivatives contracts |
Notification No. SEBI/HO/CDMRD_DOP/P/CIR/2021 /592 |
08/07/2021 |
SOP for listed subsidiary company desirous of getting delisted |
Circular No. SEBI/HO/CFD/DIL1/CIR/P/2021/0585 |
06/07/2021 |
SEBI SOP for handling of technical glitches by MIIs |
SEBI/HO/MRD1/DTCS/CIR/P/202 |
05/07/2021 |
Issue of No Objection Certificate for release of 1% of Issue amount |
Circular No. SEBI/HO/OIAE/IGRD/CIR/P/2021/588 |
05/07/2021 |
SEBI relaxes timelines for compliance by Trading /Clearing Members / KYC Registration Agencies |
Circulars No. SEBI/HO/MIRSD/DOP/P/CIR/2021/587 |
30/06/2021 |
Cross Margin in Commodity Index Futures & its underlying constituent futures or its variants |
Circular No. SEBI/HO/CDMRD/CDMRD_DRM/P/CIR/2021/586 |
29/06/2021 |
FAQs – SEBI LODR amendments dated May 05, 2021 |
Ref: NSE/CML/2021/23 |
28/06/2021 |