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PAN mandatory for transferring shares to heir

  08 Jan 2010   0 comment
The market regulator Sebi today said Permanent Account Number (PAN) is mandatory for transfer of shares to the heir in case the deceased shareholder was the sole owner of shares. "It is hereby clarified that it shall be mandatory to furnish a copy of PAN (on) transmission of shares to the legal heir(s), where the deceased shareholder was ...
Posted Under: SEBI | , ,

SEBI relaxed norms for security, or the asset cover, required for issuing secured bonds

  28 Nov 2009   0 comment
Capital market regulator Securities and Exchange Board of India (Sebi) on Thursday eased norms for security, or the asset cover, required for issuing secured bonds. Sebi said that issuers will have to maintain a 100% asset cover that is sufficient to discharge the principal amount at all times for their debt securities offerings....
Posted Under: SEBI | , ,

Listed companies may soon have to get done Quarterly cost audit

  23 Sep 2009   0 comment
Quarterly cost audit by internal auditors in the listed companies should be explored in consultation with the market regulator SEBI to improve corporate governance, an expert group appointed by Corporate Affairs Ministry has suggested. “The possibility of introducing quarterly limited review of cost details, in case of listed compa...
Posted Under: SEBI | , ,

Meaning, reason and legal provisions related to Hostile Takeover

  19 Sep 2009   0 comment
What is meant by Hostile Takeover? Hostile Takeover is a type of acquisition in which, the company being purchased (Target Company) does not want to be purchased at all, or does not want to be purchased by a particular buyer (Acquirer) that is making a bid. In other words, the Acquirer intends to gain control […]...
Posted Under: SEBI |

Career Opportunities in Mutual Fund Industry

  19 Sep 2009   1 comment
Indian retail investors are considered to be risk averse due to many reasons. Mutual Funds can therefore be regarded as a boon for such investors. Mutual Fund industry is playing an active role in the capital market today and is one of the fastest growing industries. What’s a Mutual Fund? Wikipedia says, “a mutual fund […]...
Posted Under: SEBI |

Acquirer has a right to protect his investment/business from competition by a seller of the business

  17 Sep 2009   0 comment
In a blow to the Securities and Exchange Board of India (Sebi), the Securities Appellate Tribunal (SAT) has set aside the former’s ruling in the case of Tata Tea, wherein Sebi had asked the company to pay non-compete fees to all shareholders of Mount Everest Mineral Water.Tata Tea had acquired Mount Everest in 2007, buying […]...
Posted Under: SEBI | , ,

Complain to SEBI must contain person sought to be arraigned was in charge of the affairs of the company

  15 Sep 2009   0 comment
SUMMARY OF CASE LAW Mere allegations contained in a line or two against the directors without specifying the violative act committed by any of the directors would not suffice to make the directors offenders so as to summon them for the offences under SEBI Act; mere bald averments in the complaint do not make the […]...
Posted Under: SEBI | , ,

Comparison between SEBI ICDR Regulations, 2009 & SEBI DIP Guidelines, 2000

  13 Sep 2009   0 comment
A comparison between Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 vis-à-vis the SEBI (Disclosure and Investor Protection) Guidelines, 2000 The Securities and Exchange Board of India is turning a stricter eye on company promoters who have been issued preferential warrants, sayin...
Posted Under: SEBI |

SEBI appointed committee recommended limiting the period for participation by QIBs in the IPO to 2 or 3 days

  12 Sep 2009   0 comment
SEBI appointed committee recommended limiting the period for participation by QIBs in the IPO to 2 or 3 days...
Posted Under: SEBI | , ,

Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds

  02 Aug 2009   0 comment
Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA SEBI/IMD/DOF-1/BOND/Cir-3/2009, Dated: July 31, 2009 Sub: Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA 1. SEBI v...
Posted Under: SEBI |

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