Follow Us :

Filter Posts

Found 969 Results

Listed companies may soon have to get done Quarterly cost audit

  23 Sep 2009   0 comment
Quarterly cost audit by internal auditors in the listed companies should be explored in consultation with the market regulator SEBI to improve corporate governance, an expert group appointed by Corporate Affairs Ministry has suggested. “The possibility of introducing quarterly limited review of cost details, in case of listed compa...
Posted Under: SEBI | , ,

Meaning, reason and legal provisions related to Hostile Takeover

  19 Sep 2009   0 comment
What is meant by Hostile Takeover? Hostile Takeover is a type of acquisition in which, the company being purchased (Target Company) does not want to be purchased at all, or does not want to be purchased by a particular buyer (Acquirer) that is making a bid. In other words, the Acquirer intends to gain control […]...
Posted Under: SEBI |

Career Opportunities in Mutual Fund Industry

  19 Sep 2009   1 comment
Indian retail investors are considered to be risk averse due to many reasons. Mutual Funds can therefore be regarded as a boon for such investors. Mutual Fund industry is playing an active role in the capital market today and is one of the fastest growing industries. What’s a Mutual Fund? Wikipedia says, “a mutual fund […]...
Posted Under: SEBI |

Acquirer has a right to protect his investment/business from competition by a seller of the business

  17 Sep 2009   0 comment
In a blow to the Securities and Exchange Board of India (Sebi), the Securities Appellate Tribunal (SAT) has set aside the former’s ruling in the case of Tata Tea, wherein Sebi had asked the company to pay non-compete fees to all shareholders of Mount Everest Mineral Water.Tata Tea had acquired Mount Everest in 2007, buying […]...
Posted Under: SEBI | , ,

Complain to SEBI must contain person sought to be arraigned was in charge of the affairs of the company

  15 Sep 2009   0 comment
SUMMARY OF CASE LAW Mere allegations contained in a line or two against the directors without specifying the violative act committed by any of the directors would not suffice to make the directors offenders so as to summon them for the offences under SEBI Act; mere bald averments in the complaint do not make the […]...
Posted Under: SEBI | , ,

Comparison between SEBI ICDR Regulations, 2009 & SEBI DIP Guidelines, 2000

  13 Sep 2009   0 comment
A comparison between Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 vis-à-vis the SEBI (Disclosure and Investor Protection) Guidelines, 2000 The Securities and Exchange Board of India is turning a stricter eye on company promoters who have been issued preferential warrants, sayin...
Posted Under: SEBI |

SEBI appointed committee recommended limiting the period for participation by QIBs in the IPO to 2 or 3 days

  12 Sep 2009   0 comment
SEBI appointed committee recommended limiting the period for participation by QIBs in the IPO to 2 or 3 days...
Posted Under: SEBI | , ,

Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds

  02 Aug 2009   0 comment
Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA SEBI/IMD/DOF-1/BOND/Cir-3/2009, Dated: July 31, 2009 Sub: Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/ FIMMDA 1. SEBI v...
Posted Under: SEBI |

Insider trading norms not applicable to ESOPs

  28 Jul 2009   0 comment
Market regulator SEBI has clarified on the interpretation of certain amendments in the insider trading norms, in response to a few queries from companies. The regulator said the six-month restriction for directors and employees to transact in shares of a company is only intended for trading on stock exchanges and not applicable to the exe...
Posted Under: SEBI | ,

SEBI prohibit listed companies from issuing shares with superior rights

  23 Jul 2009   0 comment
SEBI/CFD/DIL/LA/2/2009/21/7 July 21, 2009 The Managing Director/ Executive Director/ Administrator of all the Stock Exchanges Dear Sir/Madam, Sub.: Amendments to the Equity Listing Agreement 1. It has been decided to amend the Equity Listing Agreement to prohibit listed companies from issuing shares with superior rights as to voting or di...
Posted Under: SEBI | ,

Search Post by Date
June 2024
M T W T F S S
 12
3456789
10111213141516
17181920212223
24252627282930