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Sebi to impart financial skills to home makers, students

Market regulator Securities and Exchange Board of India (Sebi) will impart financial education and investments skills to executives, home-makers and even school children, to spread awareness about sound investment practices and promote financial incl...

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SEBI – Format for application to SEBI for opening of wholly owned subsidiaries or entering into joint ventures in other

SEBI - Format for application to SEBI for opening of wholly owned subsidiaries or entering into joint ventures in other countries (Applicable for Stock Brokers, Bankers to an Issue, Merchant Bankers, Registrar to an Issue and Share Transfer Agents, ...

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Sebi imposes fine of Rs 25 lakh on Enam Securities

Capital market regulator the Securities and Exchange Board of India (Sebi) has imposed a fine of Rs 25 lakh on local investment bank Enam Securities saying the firm failed to exercise due diligence and did not ensure adequate disclosures in the publi...

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Amendments to Equity Listing Agreement Vide Circular Dated December 16, 2010

Shareholding pattern prior to listing of securities Entities which seek listing of their securities post-IPO shall mandatorily submit their shareholding pattern as per Clause 35 of the LA one day prior to the date of listing. The stock exchanges sha...

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After issuance of Circular No.S.O.2561 dated 27-6-1969 under section 16 of Securities Contracts (Regulation) Act, 1956 transactions into securities by (i) Spot delivery contract; (ii) Contract for cash; (iii) Hand delivery and (iv) Special Delivery are only permitted

Naresh K. Aggarwala & Co. Vs. Can Bank Financial Services Ltd. (Supreme Court of India)

This Statutory First Appeal under Section 10 of the Special Court (Trial of offences relating to Transactions in Securities) Act, 1992 (in short the `Special Court Act') is directed against the judgment and decree dated 15.4.2004 passed by the Special Court at Bombay in Suit No.4 of 1998. ...

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Sebi hiding corrupt brokers from public?

The inquiry reports of National Stocks Exchange in the alleged defaults by a brokerage firm should be made public, the Central Information Commission has told the Securities and Exchange Board of India (SEBI). The transparency panel rejected the argu...

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Exemption from disclosure norms can be given by SEBI only- SC

Companies seeking exemption from disclosure norms before tapping the capital market can only do so with the prior consent of market regulator Securities and Exchange Board of India (SEBI), the Supreme Court has ruled. The apex court's direction cam...

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SEBI wants Mutual Funds to ensure quality of debt papers

Concerned over the quality of papers that mutual fund . are investing in, market regulator SEBI has asked six of them to refile their offer documents for capital protection scheme. In a capital protection scheme, fund houses usually invest a hefty c...

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Regulation of Interest Rates Charged by MFIs

The Small Industrial Development Bank of India (SIDBI) has reported that SKS Microfinance Ltd. (SKS), the only Micro Finance Institution (MFI) in India to be listed on the Bombay Stock Exchange/National Stock Exchange (BSE/NSE) had gone for an initia...

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SEBI asks asset management companies to simplify new fund offers

Concerned that mutual fund schemes are becoming too complex for average investors, capital market regulator Sebi has asked several asset management companies to rework some proposed new schemes and file offer documents afresh. More than a dozen new f...

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