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Regulation of Inter-transfer Mutual Fund Norms by SEBI

  12 Oct 2020   0 comment
The Securities and Exchange Board of India (SEBI) on Oct 8, 2020, has stiffened Inter-scheme transfer (IST) rules for mutual funds for the purpose of ensuring safety to the investors’ interest and will be likely to be effective from January 1, 2021. SEBI has tightened MF norms on inter-scheme transfers (ISTs) by imposing certain co...
Posted Under: SEBI |

FAQs on SEBI (PIT) Regulations 2015

  10 Oct 2020   0 comment
Whether requirement of pre-clearance is applicable for exercise of employee stock options? Whether trading in ADRs and GDRs by employees of Indian companies who are foreign nationals is covered under provisions of PIT Regulations on code of conduct?...
Posted Under: SEBI |

SEBI’s consultation paper on LODR Regulations – Its impact on listed entities

  09 Oct 2020   0 comment
Corporate Governance is one of the important pillars for managing a corporate entity. It ensures transparency and ethical behavior in dealing with laws, procedures and practices while making informed managerial decisions for the benefit of all the stakeholders....
Posted Under: SEBI |

SEBI (IFSC) Guidelines, 2015 Amendments- Analysis

  08 Oct 2020   0 comment
SEBI UPDATES SEBI (IFSC) Guidelines, 2015 Amendments 1. Relevant Circular & Date :  SEBI/HO/MRD2/DCAP/CIR/P/2020/149 Dated 07th August 2020 2. Link to the SEBI (IFSC) Guidelines, 2015: https://taxguru.in/sebi/sebi-international-financial-services-centres-guidelines-2015.html 3. Object  of the Circular: To streamline the operations a...
Posted Under: SEBI |

Arbitrage Funds-Safe & Most Tax Proficient Investment tool for Contingent Funds

  08 Oct 2020   0 comment
Meaning, Modus operandi, and SEBI mandate of Arbitrage Funds  Arbitrage is the process of simultaneous buying and selling of financial instruments from different platforms, exchanges, or locations to cash in on the price difference (usually small in percentage terms). While getting into an arbitrage trade, the quantity of the underlying ...
Posted Under: SEBI |

Evaluation methodology to know Risk level of MF Scheme

  06 Oct 2020   2 comments
Evaluation methodology to know Risk level of Mutual Fund (MF) Scheme Pursuant to SEBI Guideline for Product Labeling in Mutual Fund Schemes – Risk-o-meter dated 05th October, 2020 Market Data suggests that investor returns are, in most cases, lower than investment returns. Mutual fund advisors say that this is because investors make som...
Posted Under: SEBI |

Latest Insider Trading Regulations: Prohibitions & Exceptions

  30 Sep 2020   1 comment
Understand the latest insider trading regulations in India. Learn about the prohibitions and exceptions introduced in 2019 to ensure legal trading practices....
Posted Under: SEBI |

Importance of Circumstantial Evidence in Deciding Cases of Insider Trading

  29 Sep 2020   0 comment
This article tries to map the judiciary’s stance on this issue and analyses the relevance which the judiciary associates to circumstantial evidence in cases of insider trading. This article analyses the above-mentioned issue through the lens of landmark case laws and also briefly touches on the stance of judiciaries of other jurisdictio...
Posted Under: SEBI |

Disclosures for Inter-se Transfer between Promoters

  29 Sep 2020   1 comment
The following are the Disclosures under Regulation 10(5), 10(6) and 10(7) – Intimation/reporting to Stock Exchanges in respect of acquisition under Regulation 10(1)(a) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 and Regulation 7 (2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 Regulations 1...
Posted Under: SEBI |

Automation of Continual Disclosures under Insider Trading Regulation

  27 Sep 2020   0 comment
 SEBI Circular, SEBI/HO/ISD/ISD/CIR/P/2020/168 dated September 09, 2020:  Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 – System driven disclosures:  Purpose: Purpose of this Circular is to automates the disclosure requirements under 7(2) of SEBI (Prohibition ...
Posted Under: SEBI |

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