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FAQs: SEBI (Share Based Employee Benefits) Regulations, 2014

FREQUENTLY ASKED QUESTIONS  ON SEBI (SHARE BASED EMPLOYEE BENEFITS) REGULATIONS, 2014 1. In terms of proviso to regulation 3(12) of the SEBI (Share Based Employee Benefits) Regulations, 2014, the un-appropriated inventory of shares which is not backed by grants but has been acquired through secondary acquisition by the Trust has to be so...

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Posted Under: SEBI |

Investors Grievances through SCORES

SCORES is online platform to file, monitor and redress investors grievances of Listed Companies/ intermediary registered with SEBI. Investors of Listed Companies can utilize this platform to communicate their grievances to the Company through SEBI....

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Posted Under: SEBI |

Important Aspects & Analysis of SEBI (LODR) Regulations, 2015

SEBI has recently revamped its Listing Agreement that the companies need to enter into with the stock exchanges while listing its securities with the new SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015...

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Posted Under: SEBI | ,

Priodic Compliances under Sebi Listing Regulations 2015

The listed entity shall submit a compliance certificate to the exchange, duly signed by both that is by the compliance officer of the listed entity and the authorized representative of the share transfer agent, wherever applicable, within one month of end of each half of the financial year, certifying maintaining physical & electronic tra...

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Posted Under: SEBI |

Impact of Audit Committee under CA, 2013 & SEBI Listing Regulations

Audit Committee is one of the several committees that has been recommended by the Companies Act, 2013. This committee has a remarkable role to perform in today’s environment and not merely an ornamental one. If duly constituted, this committee has the ability to act as guard against the unintentional illegal transaction and thereby wide...

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Posted Under: SEBI |

FAqs on SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Regulation 2(1)(b) of Listing Regulations defines an ‘associate company’ to mean any entity which is an associate under the Companies Act, 2013 or under the applicable accounting Whether both conditions have to be met or either of the two?...

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Posted Under: SEBI | ,

Periodic Compliance Calendar for Listed Companies

Enclosed is the list of minimum periodic compliances to be done by a Listed Entity pursuant to the provisions of the Companies Act and SEBI Regulations....

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Posted Under: SEBI |

SEBI Listing Regulations: Compliance Chart Related to Specified Securities

Securities Exchange Board of India (SEBI) notified on 2nd September, 2015 the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. The regulations have thus been structured to provide ease of reference by consolidating into one single document across various types of securities listed on stock exchanges....

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Posted Under: SEBI |

Institutional Trading Platform- Start-up India; Stand-up India

In order to facilitate capital raising by small and medium enterprises including start-up companies which are in their early stages of growth and to provide for easier exit options for informed investors like angel investors, VCFs and PEs etc., from such companies, SEBI has decided to permit listing without an Initial Public Offer and tra...

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Posted Under: SEBI |

Listing Regulations: Format of documents for entering Novated Agreement

In this article, we are providing you basic guidance as to the execution of new listing agreement as directed by Securities and Exchange Board of India (SEBI) to all listed entities in its circular dated 13th October, 2015. The SEBI has through a Circular directed all the listed entities to execute a fresh listing agreement in accordance ...

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Posted Under: SEBI |