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What is the SEBI New Rule on NAV?

  14 Mar 2024   0 comment
Understand SEBI's new rule on Net Asset Value (NAV) for mutual funds and ETFs. Learn its implications, significance, and how it affects investors' returns....
Posted Under: SEBI |

Analysis of ISO Settlement Scheme, 2024 of SEBI

  13 Mar 2024   2 comments
Explore the intricacies of SEBI's latest ISO Settlement Scheme 2024, its purpose, validity, eligibility criteria, application process, and implications....
Posted Under: SEBI |

BSE and NSE mandates to update details of Corporate Groups

  06 Mar 2024   0 comment
Explore the impact of SEBI Circular 2023 on Foreign Portfolio Investors (FPIs) and the subsequent guidance from BSE and NSE. Analysis of new reporting norms and potential anomalies....
Posted Under: SEBI |

Overview of recent amendments in SEBI (LODR) Regulations, 2023

  05 Mar 2024   2 comments
Discover the latest amendments in SEBI (LODR) Regulations, 2023, enhancing corporate governance through transparency, disclosures, and accountability....
Posted Under: SEBI |

Compliance Calendar as Per SEBI And Allied Laws

  02 Mar 2024   1 comment
Stay ahead with the SEBI Compliance Calendar for 2023-2024. Key quarterly, half-yearly, and annual compliance deadlines for listed entities under SEBI and allied laws....
Posted Under: SEBI |

How To Become Investment Adviser In India: A Comprehensive Guide

  29 Feb 2024   0 comment
Discover the comprehensive guide to becoming a Registered Investment Adviser (RIA) in India. Learn eligibility criteria, qualifications, and the step-by-step registration process with SEBI....
Posted Under: SEBI |

Ethical Portfolio Management: Balancing Interests and Integrity

  28 Feb 2024   0 comment
Explore how portfolio managers can maintain ethical standards while managing conflicts of interest, ensuring fairness, and transparency according to SEBI guidelines....
Posted Under: SEBI |

Role of investment Advisor in SEBI

  25 Feb 2024   0 comment
Discover how SEBI-registered investment advisers can guide your investment journey with comprehensive advice, ensuring ethical, transparent services tailored to your financial goals....
Posted Under: SEBI |

Post Registration Compliances for Research Analysts in India

  24 Feb 2024   0 comment
If you’ve recently obtained your registration as a research analyst from SEBI and are curious about the compliance requirements, congratulations, you’ve come to the right place. Firstly, congratulations on successfully completing the rigorous documentation and registration process. However, your journey does not end here. Now,...
Posted Under: SEBI |

Warning letter or caution letter issued by SEBI – An Analysis

  23 Feb 2024   0 comment
Explore the implications of SEBI's Regulation 30(13) on disclosure requirements for warning letters. Understand the nature, directives, and considerations for listed entities. Analysis by expert Vallabh M Joshi....
Posted Under: SEBI |

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June 2024