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Various Tax, Fiscal and Economic Benefits for Operating in Gift City (India’s IFSC)

An IFSC deliberately provides Indian corporates with easier access to global financial markets, and to complement and promote further development of financial markets in India. The financial services and transactions that are presently administered in offshore financial centres by Indian corporate entities and overseas branches or subsidi...

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Posted Under: SEBI |

Revised formats of Disclosures under Regulation 7 of SEBI PIT Regulations

Revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, 2015 Securities and Exchange Board of India (SEBI) has issued circular no. SEBI/HO/ISD/ISD/CIR/P/2021/19 dated February 9, 2021 regarding revised disclosure formats under Regulation 7 of SEBI (Prohibition of Insider Trading) Regulations, ...

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Posted Under: SEBI |

Requirement of structured database under SEBI Insider Trading Regulations

Requirement of structured database under Regulation 3 ofSEBI (Prohibition of Insider Trading Regulations) 2015. W.e.f. 01st April 2019 it is mandated that under Regulation 3(5) of the SEBI PIT Regulations a structured database has to be maintained by the listed entity. As per Regulation 3 an unpublished price sensitive information may be ...

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Posted Under: SEBI |

Role of Merchant Banker in IPO Management (with case study)

SEBI (MERCHANT BANKERS) REGULATIONS, 1992 defines ‘merchant banker’ as any person who is engaged in the business of issue management either by making arrangements regarding selling, buying, or subscribing to securities or acting as manager, consultant, adviser, or rendering corporate advisory service in relation to such issue ...

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Posted Under: SEBI |

Scope of Due Diligence in SEBI (Framework for Rejection of Draft Offer Documents) Order, 2012

Scope of Due Diligence in SEBI (Framework for Rejection of Draft Offer Documents) Order, 2012 SEBI (Framework for Rejection of Draft Offer Documents) Order, 2012 provides various criteria that could lead to rejection of draft offer documents by SEBI, which has to be mandatorily filled by the issuer before raising money from the public und...

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Posted Under: SEBI |

Endeavours To Prohibit Insider Trading

Concept of Insider Trading If a person overhears material information from employees of the Company. As long as he has no connection with such employees, cannot regarded as Insider Trading. Mere Communication of Appointment or Removal of few directors or employees of the Company which does not affect the price and worth of the securities ...

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Posted Under: SEBI |

Annual Compliance calendar for Listed Companies for FY 2020-21 (3 SEBI Regulations)

Annual Compliance calendar for Listed Companies for the Financial Year (FY) 2020-21 [Under the SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015]  [Under SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011] [Under SEBI (Depositories and Participants) Regulations, 2018]  Sr. No. Compliance Regula...

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Posted Under: SEBI |

SEBI relaxes timelines for regulatory compliance

The Security and Exchange Board of India (SEBI) had notified the Relaxation in timelines for compliance with regulatory requirements owing to the COVID-19 pandemic. SEBI through a notification made on 1st December 2020 had relaxed the compliance requirements for depository participants, trading members, clearing corporations, as wel...

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Posted Under: SEBI |

Brief Executive Summary of SEBI (ILDS) Regulations, 2008

A business may require funds from time to time to expand and/or diversify its operations. It may resort to a variety of financial resources, initially broken into two broad categories, debt and equity. 'Debt' involves borrowing money to be repaid, plus interest, while "equity" involves raising money by selling interests in the company....

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Posted Under: SEBI |

Consequences of non-payment of outstanding Annual Listing Fees for FY 2020-21 | Listed Companies – Be Alert !!!!!

NSE and BSE both vide Circular Ref No: NSE/CML/2020/53 and notice no. 20201106-39 dated 06.11.2020, respectively has issued circular stating Action(s) to be initiated against listed companies for non-payment of outstanding Annual Listing Fees (“ALF”) for Financial Year 2020-21....

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Posted Under: SEBI |