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DUE DILIGENCE REPORT for [Name of the Listed Entity] [Pursuant to Regulation 10 (3) of the SEBI (Delisting of Equity Shares) Regulations, 2021] To, The Board of Directors (Company Name) In terms of Regulation 10 of the Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2021 (“Delisting Regulations“...

Objective of Consultation Paper Review of Price Band and Book Building Framework for public issues is to seek comments from public on SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 relating to framework of book building ...

The risk management framework of Stock Exchanges / Clearing Corporations (CCs) in India, inter-alia, prescribes a deposit based capital requirement for their trading members (TMs) / clearing members (CMs). Entry level and continuing net worth criteria for market participants has also been prescribed by SEBI from time to time....

Last one and a half year has been period of ‘Capital Markets’- the capital markets have come right at the center stage of the financial sector, emerging as a credible and prominent way for investing money by the investors, and raising resources by the corporates....

SEBI introduced concept of settlement of enforcement proceedings through rule based guidelines issued in 2007. Thereafter in 2012, comprehensive guidelines were issued which expressly provided for a system of formulating and arriving at the settlement terms....

Consultation Paper for introduction of Swing Pricing is to solicit public comments / views on the proposal to introduce swing pricing mechanism to ensure fairness of treatment of entering, exiting and existing investors in Mutual Fund schemes, particularly during market dislocation....

SEBI (Issue of Sweat Equity) Regulations, 2002 (in short 'Sweat Equity Regulations') and SEBI (Share Based employee benefits) Regulations, 2014 (in short 'SBEB Regulations') were notified on September 24, 2002 and October 28, 2014 respectively....

SEBI solicit views on the proposal to review the following provisions related to Superior Voting Rights Shares (SR shares) framework pertaining to:-i. net-worth requirements of SR shareholder, ii. issuance of SR shares to trusts/ entities on behalf of founders/ promoters, iii. timing of issuance of SR shares....

The objective of Discussion Paper on Review of delisting framework pursuant to open offer is to seek comments / views from the public on the proposed new framework of delisting pursuant to open offer....

Standard Operating Process for Enrolment as a member of BSE Administration & Supervision Ltd. (BASL): A) For New Membership / Renewal of Membership : (a) A new applicant /existing SEBI RIA intending to register / renew its membership as an Investment adviser will first approach BASL and submit the membership application in prescribed ...