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Ideation to IPO – Entrepreneurs’ Guide to choose Legal Entity

When entrepreneurs come up with an idea, rightfully their complete focus is on making that idea work and take the product to the market. Usually, most entrepreneurs are either confused or ignorant about type of entity suitable to take carry out business....

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Posted Under: SEBI |

Analysis of SEBI Press Release | SEBI Board Meeting | March 25, 2021

SEBI Press Release – SEBI Board Meeting (March 25, 2021) The SEBI Board met on March 25, 2021 where it, inter-alia, took the following decisions: Review of the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015  SEBI Board approved several amendments to the SEBI (Listing Oblig...

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Posted Under: SEBI |

Amendments in SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015 (SEBI Meeting on 25th March, 2021)

Amendments in SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI Meeting on 25th March, 2021) The SEBI Board on 25th March, 2021, inter-alia, took the following decisions in respect to amend the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015: Link: SE...

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Posted Under: SEBI |

Demat & Trading Account can be opened digitally. How?

Do you know that now you don’t require visiting physically to broker’s office and or submitting documents physically to open a Demat & Trading Account? If you don’t know then here are the ways. • You just require a laptop or a computer or a smart phone • Documents that you need mandatorily scanned and […]...

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Posted Under: SEBI |

SEBI Master Direction to get KYC updation to Legal Entities (LES)

The purpose of this article is to get an overlook about the direction by Board to Registered intermediaries (RI) to upload the KYC records with Central KYC Records Registry (CKYCR) as well as to get deep understanding about the entity details and documents need to be submitted on Central KYC Records Registry (CKYCR) by Legal […]...

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Posted Under: SEBI |

Investor Guide for Rights Issue

After the implementation of the SEBI circular SEBI/HO/CFD/DIL2/CIR/P/2020/13 dated 22/01/2020 for Streamlining the Process of Rights Issue the concept of dematerialized Rights Entitlements (RE’s) came into force. While the Rights issue is not a new process but the trading in RE’s is something unheard of by the Investors before. RE t...

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Posted Under: SEBI |

Regulation of Independent Directors: What SEBI Ignores?

On 1st of March 2020, the Securities & Exchange Board of India (SEBI) came up with a consultation paper to review the regulatory framework for independent directors (IDs). The existing framework for independent directors includes sections 149, 150 and schedule IV of the Companies Act, 2013 and the SEBI Listing Obligations & Disclosure Req...

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Posted Under: SEBI |

Analysis of Paper on Review of Independent Directors Regulatory provisions

Analysis of Consultative Paper on “Review of Regulatory provisions related to Independent Directors” SEBI vide its recently issued consultative paper dated 01.03.2021 on ‘Review of Regulatory provisions related to Independent Directors‘, proposed to make stringent regulatory changes in the provisions of the Listing Obligat...

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Posted Under: SEBI |

Listing Company Compliances under SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015

The companies which are listing on Stock Exchanges have to comply to SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015. It was enacted to provide the establishment of a Board to protect the interests of investors in securities and to promote the development of, and to regulate the securities market and matters connec...

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Posted Under: SEBI |

Compliance for Listed Entity before submission of Scheme of arrangement for NCLT sanction

Regulation 11 of the listing regulations, inter-alia, provides that any scheme of arrangement / amalgamation / merger / reconstruction / reduction of capital etc. to be presented to any Court or Tribunal does not in any way violate, override or limit the provisions of securities laws or requirements of the Stock Exchanges....

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Posted Under: SEBI |