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Compliance track for NC Debentures & NC Redeemable Preferences Shares of Listed Entities

SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015: Compliance track for ‘Debt Listed Entities’: Chapter V of SEBI(LODR) Regulations 2015 prescribes the obligations for those Listed Entities which has listed its “Non-Convertible Debt Securities and Non-Convertible Redeemable Preferences Shares” A. Ann...

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Posted Under: SEBI |

Timelines for Listed Companies – Quarterly, Half yearly & Annual compliances

SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 for Compliance track of Listed Entities for Quarterly / Half yearly / Annual year ended: A.     Quarterly – Compliance: S No. Regulation Quarter Time period Due date 1. 13(3) Statement of Investor complaints April –June Within 21 Twenty one days from the e...

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Posted Under: SEBI |

Corporate Governance- All you want to know

Article covers Introduction to Corporate Governance, Importance of Corporate Governance, Need of Corporate Governance, Corporate Governance Principles, Benefits of Corporate Governance, Responsibilities Of The Board Of Directors, Five Golden Rules of Corporate Governance, Components Of Corporate Governance, Regulatory Framework In India A...

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Posted Under: SEBI |

SEBI Takeover Code- Detailed Analysis

Takeover implies acquisition of control of a company which is already registered through the purchase or exchange of shares. Takeover takes place usually by acquisition or purchase from the shareholders of a company their shares at a specified price to the extent of atleast controlling interest in order to gain control of the company....

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Posted Under: SEBI |

Hurry Up!! Few Days Are Left For Dematerializing the Securities

Introduction On June 8, 2018, SEBI came up with a notification with an amendment in Regulation 40 of SEBI (LODR) Regulations, 2015, which restricts (Listed Companies) the transfer of shares in physical form. In other words, after December 5, 2018 shares will be transferred in demat form only. Non- Applicability of amendment This amendment...

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Posted Under: SEBI |

Restriction on Transfer of Shares of Listed Company in Physical Form

SEBI has amended the Listing Obligation and Disclosure Requirements (LODR) regulations. In a new directive, shareholders holding physical share certificates should convert it into dematerialized form by December 5, 2018:- Notification for same has been issued on “The gazette notification was issued on June 8, 2018” A. Impact:ContentsA...

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Posted Under: SEBI |

Informal Guidance under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

SEBI on 14th November, 2018 issued an informal guidance under SEBI (Substantial Acquisition of Shares and Takeover) Regulation, 2011, which gives clarity on Off-Market Transaction....

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Posted Under: SEBI |

Actions As Per Amendment In SEBI (LODR) Regulations 2015 (Part III)

Background: SEBI formed a committee on corporate governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee comprised of stalwarts from diverse fields viz. the government, industry, professional bodies, stock exchanges, academic...

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Posted Under: SEBI |

Know about Rights, Do’s and Don’ts of Investors while dealing in Securities Market

Dear Professionals/Investors There are some Rights, Do’s and Don’ts of investors while dealing in security markets. Rights of Investors 1. To receive all benefits/ material information declared for the investors by the Company. 2. Prompt services from the Company such as transfers, Sub-divisions and consolidation of holdings in the Co...

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Posted Under: SEBI |

Delisting of Securities from Stock Exchange

Delisting of Listed CompaniesContentsDelisting of Listed CompaniesTypes of Delisting;Procedure for Voluntary Delisting of a Listed CompanyWhy Companies Opt for Voluntary Delisting?Procedure for delisting ‘Delisting’ means permanently delist of the securities of a listed company from the Stock Exchange. Delisting differs from suspensio...

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Posted Under: SEBI |