SEBI notification

SEBI notifies Revised Monthly Cumulative Report (MCR) format

As per the existing provision, a Mutual Fund scheme is permitted to invest certain percentage of its AUM in schemes of same Mutual Fund or other Mutual Funds. In order to avoid such investments being considered by both the investee and investing scheme, it is clarified that the investing scheme shall exclude the same while reporting the d...

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SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2019

Notification No. SEBI/LAD-NRO/GN/2019/02 (21/01/2019)

1. These regulations may be called the Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2019. 2. They shall come into force on the date of their publication in the Official Gazette....

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Mutual funds permitted to write call options under a covered call strategy

Circular No. SEBI/HO/IMD/DF2/CIR/P/2019/17 (16/01/2019)

Based on the suggestions of market participants and recommendations of Mutual Fund Advisory Committee (MFAC), it has been decided to permit mutual funds to write call options under a covered call strategy as prescribed below:...

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Guidelines for public issue of units of InvITs – Amendments

Circular No. SEBI/HO/DDHS/CIR/P/2019/16 (15/01/2019)

With a view to further rationalise and ease the process of public issue of units of InvITs, it has been decided to provide for following in the InvIT Guidelines:...

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Guidelines for public issue of units of REITs – Amendments

Circular No. SEBI/HO/DDHS/CIR/P/2019/15 (15/01/2019)

With a view to further rationalise and ease the process of public issue of units of REITs, it has been decided to provide for following in the REIT Guidelines:...

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SEBI guide to implement Uniform membership structure across segments

Circular No. SEBI/HO/MIRSD/DOP/CIR/P/2019/14 (11/01/2019)

Securities and Exchange Board of India CIRCULAR SEBI/HO/MIRSD/DOP/CIR/P/2019/14 January 11, 2019 To, 1. All Recognized Stock Exchanges 2. All Clearing Corporations Dear Sir / Madam, Sub: Uniform membership structure across segments 1. In cash segment, all the Stock Brokers are trading cum self-clearing members whereas in derivatives segme...

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SEBI rationalizes Committees at Market Infrastructure Institutions

Circular No. SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/13 (10/01/2019)

Securities and Exchange Board of India CIRCULAR SEBI/HO/MRD/DOP2DSA2/CIR/P/2019/13 Date: January 10, 2019 To All Stock Exchanges, Clearing Corporations and Depositories. Sir/ Madam, Subject: Committees at Market Infrastructure Institutions (MIIs) 1. The erstwhile Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations...

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Guideline to implement Cyber Security & Resilience framework for MFs / AMCs

Circulra No. SEBI/HO/IMD/DF2/CIR/P/2019/12 (10/01/2019)

Cyber security framework includes measures, tools and processes that are intended to prevent cyber-attacks and improve cyber resilience. Cyber Resilience is an organization’s ability to prepare and respond to a cyber-attack and to continue operation during, and recover from, a cyber-attack....

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Portfolio Concentration Norms for ETFs and Index Funds

SEBI/HO/IMD/DF3/CIR/P/2019/011 (10/01/2019)

1. In order to address the risk related to portfolio concentration in ETFs and Index Funds, it has been decided to adopt the following norms: a) The index shall have a minimum of 10 stocks as its constituents. b) For a sectoral/ thematic Index, no single stock shall have more than 35% weight in the index. For other than sectoral/ thematic...

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Additional Disclosures by Stock Exchanges for commodity derivatives

Circular No. SEBI/HO/CDMRD/DNPMP/CIR/P/201 9/08 (04/01/2019)

Securities and Exchange Board of India  CIRCULAR SEBI/HO/CDMRD/DNPMP/CIR/P/201 9/08 January 04, 2019 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges having commodity derivatives segment Dear Sir / Madam, Sub: Disclosures by Stock Exchanges for commodity derivatives 1. SEBI vide circular SEBI/HO/CDMRD...

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