SEBI articles

Analysis of SEBI (Prohibition of Insider Trading) (Amendment) Regulations, 2018

The Securities and Exchange Board of India (SEBI) has in exercise of powers conferred under Securities and Exchange Board of India, Act, 1992 has made the Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2018 to amend the Securities and Exchange Board of India (Prohibition of Insider Trading...

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Penalties under SEBI (LODR) Regulations, 2015

F.No.275/29/2018-IT(B) (24/12/2018)

ACTION TO BE TAKEN AGAINST LISTED COMPANIES IN CASE OF NON-COMPLIANCES: The recognized stock exchanges shall take action for non-compliance with the provisions of the Listing Regulations by a listed entity as under:...

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Compliance track for NC Debentures & NC Redeemable Preferences Shares of Listed Entities

SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015: Compliance track for ‘Debt Listed Entities’: Chapter V of SEBI(LODR) Regulations 2015 prescribes the obligations for those Listed Entities which has listed its “Non-Convertible Debt Securities and Non-Convertible Redeemable Preferences Shares” A. Ann...

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Timelines for Listed Companies – Quarterly, Half yearly & Annual compliances

SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 for Compliance track of Listed Entities for Quarterly / Half yearly / Annual year ended: A.     Quarterly – Compliance: S No. Regulation Quarter Time period Due date 1. 13(3) Statement of Investor complaints April –June Within 21 Twenty one days from the e...

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Corporate Governance- All you want to know

Article covers Introduction to Corporate Governance, Importance of Corporate Governance, Need of Corporate Governance, Corporate Governance Principles, Benefits of Corporate Governance, Responsibilities Of The Board Of Directors, Five Golden Rules of Corporate Governance, Components Of Corporate Governance, Regulatory Framework In India A...

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SEBI Takeover Code- Detailed Analysis

Takeover implies acquisition of control of a company which is already registered through the purchase or exchange of shares. Takeover takes place usually by acquisition or purchase from the shareholders of a company their shares at a specified price to the extent of atleast controlling interest in order to gain control of the company....

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Hurry Up!! Few Days Are Left For Dematerializing the Securities

Introduction On June 8, 2018, SEBI came up with a notification with an amendment in Regulation 40 of SEBI (LODR) Regulations, 2015, which restricts (Listed Companies) the transfer of shares in physical form. In other words, after December 5, 2018 shares will be transferred in demat form only. Non- Applicability of amendment This amendment...

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Restriction on Transfer of Shares of Listed Company in Physical Form

SEBI has amended the Listing Obligation and Disclosure Requirements (LODR) regulations. In a new directive, shareholders holding physical share certificates should convert it into dematerialized form by December 5, 2018:- Notification for same has been issued on “The gazette notification was issued on June 8, 2018” A. Impact: The shar...

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Informal Guidance under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011

SEBI on 14th November, 2018 issued an informal guidance under SEBI (Substantial Acquisition of Shares and Takeover) Regulation, 2011, which gives clarity on Off-Market Transaction....

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Actions As Per Amendment In SEBI (LODR) Regulations 2015 (Part III)

Background: SEBI formed a committee on corporate governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee comprised of stalwarts from diverse fields viz. the government, industry, professional bodies, stock exchanges, academic...

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