SEBI articles

Categorization and Rationalization of Mutual Fund Scheme

Categorization and Rationalization of Mutual Fund Scheme. All the scheme launched by Mutual Funds should be similar ; with having standard characteristics in each category . It will help the investors of Mutual Fund to evaluate the different options available before taking a decision....

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More powers for Independent directors – Uday Kotak Committee recommendations: A heated discussion

SEBI formed a committee on corporate governance in June 2017 under the Chairmanship of Mr. Uday Kotak with a view to enhancing the standards of corporate governance of listed entities in India. The committee consisted of officials from the government, industry, professional bodies, stock exchanges, academicians, lawyers, proxy advisors, e...

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Non Compliance with Minimum Public Shareholding Law- Implications

SEBI has directed stock exchanges to crack whip on companies that do not comply with minimum public shareholding requirements vide Circular dated 10th October, 2017. ...

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SEBI Compel Minimum Public Shareholding

CFD/CMD/CIR/P/2017/115 (11/10/2017)

As per Regulation 38 of LODR, 2015 companies has to maintain Minimum Public Shareholding (MPS) in accordance with the methods prescribed in Circular SEBI circular No. CIR/CFD/CMD/14/2015 dated November 30, 2015. Reg. 97 (1) of the Listing Reg. mandates recognized stock exchange to monitor the compliance of listed company with the pro...

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Shell Companies- List of 16,794 shell companies in India

After Prime Minister Narendra Modi’s decision to demonetise ₹500 and ₹1000 rupee notes on 8th November 2016, various authorities noticed a surge in shell companies depositing cash in banks, possibly in an attempt to hide the real owner of the wealth. In response, in July 2017, the authorities ordered nearly 2 lakh shell companie...

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An Overview & Analysis On (Listing Obligations Disclosure Requirement) Regulations, 2015

CAPITAL MARKET regulator SEBI has been devising and enforcing various measures, from time to time, to protect the interest of investors and the sanctity of the capital market by making listed companies more accountable through enhanced disclosures....

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Concurrence of Pledgee Sufficient For Creating Pledge

The Securities and Exchange Board of India (SEBI) vide its notification dated July 25th, 2017 has come up with SEBI (Depositories and Participants) (Second Amendment) Regulations, 2017 (hereinafter referred to as “DP Second Amendment Regulations, 2017) substituting sub-regulation (3) of regulation 58 of the SEBI (Depositories and Partic...

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Convergence from FII to FPI: a Novel Sunrise for Company Secretary Professionals

In order to streamline the deficiencies, functioning and to pluck out money laundering in the area of Foreign Investment by Institutional Investors abroad, Securities and Exchange Board of India (SEBI) has come up with new regulation being SEBI (Foreign Portfolio Investors) Regulations, 2014 ...

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SEBI allows Category III AIFs to invest in commodities market

Alternate Investment Funds (AIFs) are privately pooled investment funds, incorporated in India, in the form of a trust, company, LLP or body corporate not covered under any other regulations prescribed by SEBI. These funds are governed by Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012[1]....

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Insider Trading Regulations – An Insight

This article deals with analyzing the insider trading regulations prevalent in India. A lot of material on insider trading regulations is already available on the internet. I have made a sincere effort to provide an insight on these regulations in a manner which can be digested easily, knowing however, that the reality is much more comple...

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