stock exchange

A contract note is an important document for investors transacting in shares and other listed securities on a recognised stock exchange. A contract note is a legal record of your transaction carried on a stock exchange through a broker. Full Article

SEBI : Master Circular for Stock Exchange – Cash Market MASTER CIRCULAR NO. MRD/DP/42/2010, DATED 31-12-2010 1. Securities and Exchange Board of India (SEBI) has been issuing various circulars from time to time. In order to enable the users to have an access to all the applicable circulars at one place, Master Circular for Stock [...] Full Article

CIRCULAR CIR/MRD/DP/ 36 /2010          December 09, 2010 Sub: Smart Order Routing (SOR) – Clarification 1) This is further to the SEBI circular no. CIR/MRD/DP/26/2010 dated August 27, 2010 regarding ‘Introduction of Smart Order Routing’. Upon examination of the circulars issued by the stock exchanges having nationwide terminals and representations received from few market participants, it [...] Full Article

Learning from the recent financial crisis, a Sebi committee, which was set up to look into different aspects of stock exchanges and related intermediaries like depositories and clearing corporations, has suggested a substantial increase in the net worth requirement for such entities. Full Article

The provisions of the Companies Bill are set to bring the Securities & Exchange Board of India (SEBI) and the ministry of corporate affairs (MCA) in conflict with each other in a number of areas such as insider trading, independent directors, and del Full Article

Each of the parties to arbitration (other than a client with a claim / counter claim upto Rs. 10 lakh and filing the arbitration reference for the same within six months) shall deposit an amount, as may be prescribed by the stock exchange, at the time of making arbitration reference. The deposits (exclusive of statutory dues - stamp duty, service tax, etc.) shall not exceed the amount as indicated under: Full Article

Pursuant to SEBI circular no. MIRSD/DR-1/Cir-16/09 dated November 06, 2009 prescribing the framework governing the market access through Authorised Persons of the stock brokers, SEBI has received representations from the stock exchanges and market participants seeking review of the certification requirements for Authorised Persons. Accordingly, it is decided to rationalize the certification requirements for the Authorised Persons in line with those applicable to the stoc.. Full Article

a Cash settlement (settlement by payment of differences) for both stock options and stock futures; or b Physical settlement (settlement by delivery of underlying stock) for both stock options and stock futures; or c Cash settlement for stock options and physical settlement for stock futures; or d Physical settlement for stock options and cash settlement for stock futures. Full Article