The inquiry reports of National Stocks Exchange in the alleged defaults by a brokerage firm should be made public, the Central Information Commission has told the Securities and Exchange Board of India (SEBI). The transparency panel rejected the argu

Companies seeking exemption from disclosure norms before tapping the capital market can only do so with the prior consent of market regulator Securities and Exchange Board of India (SEBI), the Supreme Court has ruled. The apex court’s direction cam

Cir / IMD / DF / 19 / 2010, Date- November 26 ,2010 It has been noticed that certain Scheme Information Documents provide that the subscription to the scheme can be made during a specific period (known as specified transaction period) and the repurchase of units is permitted on all business days subject to applicable loads (except for redemption during specified transaction period when no load is charged). These schemes are generally referred to as ‘interval schemes’.

The Minister for Corporate Affairs has informed the Lok Sabha that the Registrars of Companies (RoC) received complaints against various companies from stakeholders, such as shareholders, creditors, financiers, other Government Departments, members o

CIRCULAR SEBI/Cir/ISD/ 2 /2010, October 26, 2010 To, All the Recognized Stock Exchanges Dear Sir/Madam, Sub: Clarification on Trading Rules and shareholding in dematerialized mode 1.      This is further to SEBI circular SEBI/Cir/ISD/1 /2010 dated September 02, 2010 regarding Trading Rules and shareholding in dematerialized mode. 2.      It is clarified that while computing the requirement of [...]

CIRCULAR Cir. /IMD/DF/14/2010 October 08, 2010 All Portfolio Managers Dear Sir/ Madam, Sub: Monthly reporting by Portfolio Managers 1. Please refer to SEBI circular SEBI/IMD/PMS/CIR-3/2009 dated June 11, 2009 regarding submission of monthly report by portfolio managers. 2. The format for the monthly report on portfolio management activity has been revised as per enclosed Annexure. [...]

Hundreds of listed companies regulated by SEBI may be paying crores of rupee in a year as salary to their CEOs, but the next chief of the market watchdog is going to get only Rs 3 lakh a month. The government has proposed a consolidated monthly salar

Securities and Exchange Board of India (Sebi) has said that shares of companies in which at least 50 per cent non-promoter holding is not in the demat form will be included in the trade-for-trade (TFT) segment. It said the norm would be implemented f

Transactions in mutual fund schemes could soon become as easy as those in stocks. Securities and Exchange Board of India (Sebi) is planning to make listing of all schemes mandatory. These will include all debt, equity, open-ended and close-ended schemes.

Concerned over brokers misusing the funds lying in investors’ trading accounts, market watchdog SEBI has asked the brokerage entities to return the clients’ un-utilised cash at the end of every month or quarter.