SEBI notifications

Checklist on Right Issue of Shares to existing shareholders

SEBI - Finalize the draft letter of offer for issuing equity shares through right issue. No specific format of Letter of offer is prescribed. However letter of offer shall contain offer price, face value of shares, Mode & terms of payment and right to renounce....

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Sebi allows FPIs to invest in REITs, InvIts, AIFs & Corporate Bonds

SEBI - FPIs shall be permitted to acquire NCDs/bonds, which are under default, either fully or partly, in the repayment of principal on maturity or principal installment in the case of an amortising bond. FPIs shall be guided by RBI’s definition of an amortising bond in this regard....

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Debenture Trustees – Frequently Asked Questions (FAQs)

SEBI - A debenture is an instrument of debt executed by the company acknowledging its obligation to repay the sum at a specified rate and also carrying an interest. It is one of the methods of raising the loan capital of the company. A debenture is thus like a certificate of loan or a loan bond evidencing the fact that the company is liable to p...

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Listed Companies to Submit Revised Corporate Governance Report

SEBI - The Bombay Stock Exchange has started issuing Notices to the Listed Companies who submitted Corporate Governance Report for the Quarter ended December, 2014 in old format. Submission of Report in old format considered as non compliance. ...

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FAQs on applicability of SEBI (Research Analysts) Regulations, 2014

SEBI - Frequently Asked Questions (FAQs) on the applicability of SEBI (Research Analysts) Regulations, 2014 SEBI (Research Analysts) Regulations, 2014 (“RA Regulations”) were notified on September 01, 2014 and came into effect from December 01, 2014. The RA Regulations are available on the SEBI website. In order to address the queries of var...

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Consultation paper for review of circular on Electronic book mechanism for issuance of debt securities on private placement basis

SEBI - The mandatory limit for EBP mechanism may be reduced from Rs. 500 crores to Rs. 50 crores (i.e. EBP mechanism may be mandated for all private placements of debt securities with an issue size of Rs.50 crores and above, inclusive of green shoe option, if any). Further, the issuer shall specify the amount of green shoe option upfront....

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Review of law related to Stock Exchanges, Depositories & Clearing Corporations

SEBI - The SEBI Board, in its meeting held on December 22, 2009 decided to constitute a committee to examine issues arising from the ownership and governance of MIIs. Accordingly, a committee was consttuted under Chairmanship of Dr. Bimal Jalan, Former Governor, Reserve Bank of India....

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Proposed amendments to SEBI (Debenture Trustee) Regulations, 1993

SEBI - For the purpose of streamlining the provisions regarding liability for action against Debenture Trustees with regard to default/ non-compliance, it is proposed that amendments may be made in the following existing provisions in the DT Regulations:...

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Consolidation & re-issuance of debt securities: SEBI Listing Regulations

SEBI - This consultation paper discusses Consolidation and re-issuance of debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 ...

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Consultation Paper on Amendment to SC(R)(SECC) Regulations, 2012

SEBI - Consultation Paper on Amendment to SC(R)(SECC) Regulations, 2012 to enable Commodity Derivatives Exchanges to Deal in Instruments relating to Commodity Derivatives including Options...

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Permissible investments by Portfolio Managers, Alternate Investment Funds and Mutual Funds operating in IFSC

Circular No. SEBI/HO/MRD/ DSA/CIR/P/2017/ 45 - (23/05/2017) - Securities and Exchange Board of India (International Financial Services Centers) Guidelines, 2015- Permissible investments by Portfolio Managers, Alternate Investment Funds and Mutual Funds operating in IFSC...

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SEBI: Info about Digital mode of payment to be provided by various intermediaries / other entities

Circular No. SEBI/HO/GSD/T&A/CIR/P/2017/42 - (16/05/2017) - SEBI has notified the SEBI (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017 on March 06, 2017 to enable digital mode of payment (RTGS/NEFT/IMPS etc.) of fees/ penalties/ remittance/ other payments etc....

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Position limits for cross-currency futures and options contracts (not involving Indian Rupee) on exchanges in International Financial Services Centres (IFSC)

Circular No. SEBI/HO/MRD/DRMNP/CIR/P/2017/43 - (17/05/2017) - Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 were notified on March 27, 2015, which came into force on April 01, 2015 wherein currency derivatives were specified as permissible securities in which dealing may be permitted by stock exchanges in IF...

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Instant Access Facility & Use of e-wallet for investment in Mutual Funds

SEBI/HO/IMD/DF2/CIR/P/2017/39 - (08/05/2017) - IAF facilitates credit of redemption proceeds in the bank account of the investor on the same day of redemption request. In order to further enhance the reach of Mutual Funds (MFs) towards the retail investors, it has been decided to issue guidelines for extending IAF. MFs/ AMCs may offer IAF subje...

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SEBI Circular on disclosure of executive remuneration by Mutual Funds

Circular No.: SEBI/HO/IMD/DF2/CIR/P/2017/35 - (28/04/2017) - This circular is issued in exercise of the powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act 1992, read with the provision of regulation 77 of SEBI (Mutual Funds) Regulations, 1996 to protect the interests of investors in securities and to promote the developmen...

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Recent Posts in "SEBI notifications"

Permissible investments by Portfolio Managers, Alternate Investment Funds and Mutual Funds operating in IFSC

Circular No. SEBI/HO/MRD/ DSA/CIR/P/2017/ 45 (23/05/2017)

Securities and Exchange Board of India (International Financial Services Centers) Guidelines, 2015- Permissible investments by Portfolio Managers, Alternate Investment Funds and Mutual Funds operating in IFSC...

Read More

Consultation paper for review of circular on Electronic book mechanism for issuance of debt securities on private placement basis

The mandatory limit for EBP mechanism may be reduced from Rs. 500 crores to Rs. 50 crores (i.e. EBP mechanism may be mandated for all private placements of debt securities with an issue size of Rs.50 crores and above, inclusive of green shoe option, if any). Further, the issuer shall specify the amount of green shoe option upfront....

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Posted Under: SEBI |

SEBI: Info about Digital mode of payment to be provided by various intermediaries / other entities

Circular No. SEBI/HO/GSD/T&A/CIR/P/2017/42 (16/05/2017)

SEBI has notified the SEBI (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017 on March 06, 2017 to enable digital mode of payment (RTGS/NEFT/IMPS etc.) of fees/ penalties/ remittance/ other payments etc....

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Position limits for cross-currency futures and options contracts (not involving Indian Rupee) on exchanges in International Financial Services Centres (IFSC)

Circular No. SEBI/HO/MRD/DRMNP/CIR/P/2017/43 (17/05/2017)

Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 were notified on March 27, 2015, which came into force on April 01, 2015 wherein currency derivatives were specified as permissible securities in which dealing may be permitted by stock exchanges in IFSC....

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Instant Access Facility & Use of e-wallet for investment in Mutual Funds

SEBI/HO/IMD/DF2/CIR/P/2017/39 (08/05/2017)

IAF facilitates credit of redemption proceeds in the bank account of the investor on the same day of redemption request. In order to further enhance the reach of Mutual Funds (MFs) towards the retail investors, it has been decided to issue guidelines for extending IAF. MFs/ AMCs may offer IAF subject to the following conditions:...

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SEBI Circular on disclosure of executive remuneration by Mutual Funds

Circular No.: SEBI/HO/IMD/DF2/CIR/P/2017/35 (28/04/2017)

This circular is issued in exercise of the powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act 1992, read with the provision of regulation 77 of SEBI (Mutual Funds) Regulations, 1996 to protect the interests of investors in securities and to promote the development of, and to regulate the securities mar...

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IBU in IFSC can act as a Trading Member of an exchange

Circular No. SEBI/HO/MRD/DSA/CIR/P/2017/34 (27/04/2017)

IFSC Banking Unit (IBU) set up in IFSC shall be permitted to act as a Trading Member of an exchange or a Professional Clearing Member of a clearing corporation in IFSC, without forming a separate company, ...

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SEBI: Acceptance of Central Govt Securities by Clearing Corporations

Circular No. CIR/MRD/DRMNP/33/2017 (26/04/2017)

Acceptance of Central Government Securities by Clearing Corporations towards Core Settlement Guarantee Fund (SGF) Contribution by Clearing Members ...

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Instant Access Facility /use of e-wallet for investments in Mutual Funds

PR No.: 25/2017 (26/04/2017)

Mutual Funds / Asset Management Companies (AMCs) can offer instant access facility (through online mode) of upto INR 50,000 or 90% of folio value, whichever is lower, to resident individual investors in liquid schemes by applying lower of Previous Day NAV or Prospective NAV. For providing such facility AMCs would not be allowed to borrow....

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Review of framework of position limits for Interest Rate Futures contracts

Circular No. - SEBI/HO/MRD/DRMNP/CIR/P/2017/32 (18/04/2017)

Stock exchanges and clearing corporations are directed to: a) take necessary steps to put in place systems for implementation of the circular, including necessary amendments to the relevant bye-laws, rules and regulations;...

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