SEBI (Merchant Bankers) (Second Amendment) Regulations, 2011 – NOTIFICATION NO. LADNRO/GN/2011-12/17/26149, DATED 16-08-2011

NOTIFICATION NO. LADNRO/GN/2011-12/17/26149, DATED 16-8-2011

In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to amend the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992, namely:—

1. These Regulations may be called the Securities and Exchange Board of India (Merchant Bankers) (Second Amendment) Regulations, 2011.

2. They shall come into force on the date of their publication in the Official Gazette.

3. In regulation 14, sub-regulation (1),—

 (a)  in clause (d), for the full stop, the figure “;” shall be substituted;

 (b)  after clause (d), the following new clause shall be inserted, namely:—

“(e) Records and documents pertaining to due diligence exercised in pre-issue and post-issue activities of issue management and in case of takeover, buyback and delisting of securities.”

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