SEBI - Page 5

Interest and Dividend reporting under Income Tax of Custodial A/cs

SEBI Circular No. CIR/HO/MIRSD/MIRSD2/CIR/P/2017/59 (15/06/2017)

In terms of Rule 114G(1)(e)(i) of Income Tax Rules, 1962 issued under Section 285BA of Income Tax Act, 1961 following information is required to be reported by reporting financial institution in the case of reportable custodial account:-...

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Fine for non compliance with SEBI ICDR Regulations (Read Circular)

SEBI Circular No. CIR/CFD/DIL/57/2017 (15/06/2017)

Regulations 111A and 111B of ICDR Regulations inter alia specify liability of a listed entity or any other person for contravention and actions which can be taken by the respective stock exchange and the revocation of such actions, in the manner specified by SEBI. ...

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SEBI Circular on Recording of NDU in Depository System

Circular No. CIR/MRD/DP/56/2017 (14/06/2017)

It has been observed that some shareholders, primarily promoters, enter into non-disposal agreements/ non-disposal undertaking (NDU) for borrowing funds from various lenders. NDUs are typically undertakings given by a shareholder not to transfer or otherwise alienate the securities and are in the nature of negative lien given in favour of...

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Product Design for Trading in options on commodity futures

Circulars No. SEBI/HO/CDMRD/DMP/CIR/P/2017/55-SEBI (13/06/2017)

This circular is hereby being issued to stipulate necessary guidelines with regard to the product design and risk management framework to be adopted for trading in options on commodity futures....

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Guidelines for Investor Protection / Service Fund at NCDEX

Circular No. CIR/CDMRD/DEICE/CIR/P/2017/53 (13/06/2017)

SEBI Circular on Comprehensive guidelines for Investor Protection Fund, Investor Service Fund and its related matters at National Commodity Derivatives Exchanges...

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SEBI Circular on Comprehensive Review of Margin Trading Facility

SEBI Circular No. CIR/MRD/DP/54/2017 (13/06/2017)

The Stock brokers shall be required to comply with the following conditions: i. The stocks deposited as collateral with the stock broker for availing margin trading facility (Collaterals) and the stocks purchased under the margin trading facility (Funded stocks) shall be identifiable separately and no comingling shall be permitted for the...

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Last chance for ‘Exclusively Listed Companies’ to submit their plan of action to Designated Stock Exchanges latest by June 30, 2017

SEBI gives Last chance to 'Exclusively Listed Companies' to submit their plan of action to Designated Stock Exchanges latest by June 30, 2017....

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Online Registration Mechanism for Mutual Funds

SEBI/HO/IMD/DF3/CIR/P/2017/52 (01/06/2017)

It has now been decided to operationalize SEBI Intermediary Portal for the entities to submit the mutual funds registration applications online....

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Scheme for conduct of Awareness Programs for Commodities Derivatives 2017

This document sets contours for conduct of Commodities Derivatives Awareness Programs (CAPs) and gives guidelines to entities who may like to empanel with SEBI as Commodities Derivatives Trainers (CoTs)....

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SEBI discussion paper on Draft Code of Conduct for Index Providers

To solicit the comments/ views from market participants on the issue of code of conduct for index providers to enhance greater level of transparency, increased disclosure requirements and to provide broad framework for Index Providers while managing/ maintaining Indices....

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Posted Under: SEBI |
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Latest SEBI News

Get the latest news on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru.

SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive.

With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India).

SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:

  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.

At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.