SEBI - Page 266

SEBI: (Portfolio Managers) Regulations, 1993

Notification No. SEBI/LE/92/III (07/01/1993)

Provided that, before rejecting any such application, the applicant shall be given an opportunity to remove within the time specified such objections as may be indicated by the Board....

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SEBI : Report of Expert Committee on Fees

SMD/SED/1430/93 (07/01/1993)

This has reference to our letter Ref.No.11969 dated November 30, 1992 regarding payment of fees by member brokers of the Stock Exchanges. During the meeting of Stock Exchange Presidents with the Chairman, SEBI, certain questions were raised requiring clarifications on the calculation of turn-over for the purpose of payment of fees under t...

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SEBI : Audit of accounts of members

SMD/SED/0072/92 (31/12/1992)

You are requested to ensure that the members of your stock exchange strictly adhere to the time schedule fixed by the Ministry in this regard. A compliance report indicating the completion of audit of the accounts for the year 1991-92 of the members should be forwarded to SEBI by January 15, 1993. ...

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SEBI : (Merchant Bankers) Regulations, 1992

Notification No. LE/11112/92 (22/12/1992)

For the purposes of this clause the expression directly or indirectly connected means any person being an associate, subsidiary, inter-connected or group Company of the applicant in case of the applicant being a body corporate....

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SEBI : Submission of information dated: 16.12.1992

Ref. SMD-I/21766 (16/12/1992)

1. Number of companies listed as on November 30,1992. 2. Average daily turnover of the shares & debentures rated at the Exchange....

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SEBI : Progress report on suggestions

Ref.SMD-I/21765 (16/12/1992)

hereby advised to send us a detailed progress report on the implementation of the above 5 suggestions immediately on receipt of this letter....

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SEBI: Payment of fees brokers of Exchanges

NA (10/12/1992)

It is requested that the fees already collected from members should be forwarded to SEBI forthwith. The remaining fees may be collected before the 21st December, 1992 and remitted to us immediately on receipt....

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SEBI : Committee on levy of fees

NA (07/12/1992)

to examine and recommend the various types of transactions, which may reasonably be taken into account to determine the turnover of stock brokers for purposes of levy of registration fees in accordance with Securities and Exchange Board of India (Stock-Brokers and Sub-Brokers) ...

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SEBI : Submission of information, Dated: 04.12.1992

Ref.SMD-I/121610 (04/12/1992)

SEBI : Submission of information...

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SEBI : Computation and collection of registration fees

SMD-II/11969 (30/11/1992)

What part (in percentage terms) do the transactions bought and sold in a settlement cycle on the same account or vice-versa constitute a trading activity on the stock exchange. Specific figures for Group A shares and Group B may be indicated....

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Latest SEBI News

Get the latest news on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru.

SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive.

With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India).

SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:

  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.

At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.

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