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8 key decisions taken by SEBI on 14th January 2017

PR No. 5/2017 (14/01/2017)

The Board approved the proposal to amend various Regulations to enable the market participants to make payments to SEBI through digital mode (such as NEFT/RTGS) as well....

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SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/018 (12/01/2017)

No. SEBI/LAD/NRO/GN/2016-17/018.─In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby, makes the following regulations to further amend the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulatio...

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Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/020 (12/01/2017)

These regulations may be called the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2017....

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Checklist of Quarterly Compliance for Listing Company

Just 3 days to Join GST Online Certification Course by GST Professionals & – Batch II Sr.No Regulation No. Compliance Quarterly/Half Yearly/Annually Time Period Due Date Date on which to be filed 1 13(3) Statement of Investor complaints. Quarterly Within 21 days from the end of each quarter. 21st July 21st October 21st Ja...

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SEBI framework for registration of fund managers for overseas funds

Press Release PR No. 2/2017 (06/01/2017)

Amendments to the SEBI (Portfolio Managers) Regulations, 1993 to provide a framework for registration of fund managers for overseas funds, pursuant to introduction of Section 9A in Income Tax Act, 1961...

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Reg. Exclusively Listed Companies in the Dissemination Board

Circular No. SEBI/HO/MRD/DSA/CIR/P/2017/5 (05/01/2017)

SEBI vide circular dated October 10, 2016 provided a period of three months to the ELCs on the DB to submit an action plan to list or to provide exit to shareholders to the designated stock exchanges....

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SEBI Guidance Note on Board Evaluation

Circular No. SEBI/HO/CFD/CMD/CIR/P/2017/004 (05/01/2017)

The Companies Act, 2013 and SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (SEBI LODR) contain broad provisions on Board Evaluation i.e. evaluation of the performance of: (i) the Board as a whole, (ii) individual directors (including independent directors and Chairperson) and...

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Public Issue of NCD having credit rating below Investment Grade

With respect to the credit rating requirements for public issuance of debt securities, Regulation 4(2) of ILDS Regulations mentions that, an issuer making a public issue of debt securities has to obtain credit rating from at least one credit rating agency registered with the Board and disclose it in the offer document....

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Posted Under: SEBI |

SEBI (Alternative Investment Funds) (Amendment) Regulations, 2016

Notification No. SEBI/LAD/NRO/GN/2016-17/026 (04/01/2017)

No. SEBI/LAD/NRO/GN/2016-17/026.– In exercise of the powers conferred by sub­section (1) of section 30 read with sub-section (1) of section 11, clause (ba) and clause (c) of sub-section (2) of section 11 and sub-sections (1) and (1 B) of section 12 of the Securities and Exchange Board of India Act, 1992 (15 of 1992)...

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SEBI LODR (Third Amendment) Regulations, 2016

Notification No. SEBI/LAD/NRO/GN/2016-17/025 (04/01/2017)

These regulations shall be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Third Amendment) Regulations, 2016....

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Latest SEBI News

Get the latest news on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru.

SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive.

With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India).

SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:

  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.

At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.

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