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SEBI

Checklist on Right Issue of Shares to existing shareholders

Finalize the draft letter of offer for issuing equity shares through right issue. No specific format of Letter of offer is prescribed. However letter of offer shall contain offer price, face value of shares, Mode & terms of payment and right to renounce....

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Securities Appellate Tribunal (SAT) – An Overview

Securities Appellate Tribunal is a statutory body established under the provisions of Section 15K of the Securities and Exchange Board of India Act, 1992 to hear and to dispose appeals against orders passed by the Securities and Exchange board of India or by an adjudicating officer under the Act....

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Checklist of Quarterly Compliance for Listing Company

Sr.No Regulation No. Compliance Quarterly/Half Yearly/Annually Time Period Due Date Date on which to be filed 1 13(3) Statement of Investor complaints. Quarterly Within 21 days from the end of each quarter. 21st July 21st October 21st January 21st April 2 27(2) Corporate Governance. Quarterly Within 15 days from end of each quarter. 15th ...

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Compensation Agreements under SEBI Regulations

Compensation agreement is an agreement between the private equity (PE) and the promoters, directors and Key Managerial Person (KMP) of the listed entities whereby the PE agrees to share an agreed proportion of the profits above a certain threshold limit made by them at the time of selling the shares...

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OFF Market IPO Application Sale- A way to earn Good Return

One can earn 5-10% by selling of his filled IPO application forms in an off market transaction in a period of less than two weeks....

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Proposed amendments to SEBI (Debenture Trustee) Regulations, 1993

For the purpose of streamlining the provisions regarding liability for action against Debenture Trustees with regard to default/ non-compliance, it is proposed that amendments may be made in the following existing provisions in the DT Regulations:...

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Consolidation & re-issuance of debt securities: SEBI Listing Regulations

This consultation paper discusses Consolidation and re-issuance of debt securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 ...

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Exit Order in Respect of Delhi Stock Exchange Llimited (DSE)

Whole Time Member, SEBI, has passed an Order on January 23, 2017 providing exit to Delhi Stock Exchange Limited (DSE). DSE is eighteenth Stock Exchange to exit under this policy....

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Consultation Paper on Amendment to SC(R)(SECC) Regulations, 2012

Consultation Paper on Amendment to SC(R)(SECC) Regulations, 2012 to enable Commodity Derivatives Exchanges to Deal in Instruments relating to Commodity Derivatives including Options...

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Issue of NCR Preference Shares & Debt Securities by Municipalities

All about rating of Non-convertible Redeemable Preference shares and debt Securities by Municipalities which are issued to public...

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Unpublished Price Sensitive Information- SAT fixes commencement period

Mrs. Chandra Mukherji and Shelter Infra Projects Pvt. Ltd. Vs SEBI (SAT) - SAT determined and confirmed period from which Unpublished Price Sensitive Information shall be deemed to have come into force...

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Supreme Court clarifies Offer Period under SEBI regulations

SEBI Vs. Burren Energy India Limited (Supreme Court) - Supreme Court clarified on the term 'offer period' under the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 ...

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Liability of Directors for Events Taken Place Before Appointment- SAT Ruling

Mr. Nimain Charan Biswal (Securities And Exchange Board Of India) - In one of the recent rulings of the SAT, Mumbai, the interim order passed by SEBI in the matter of Neesa Technologies Limited(Company) has been quashed qua one of the directors i.e. Mr. Nimain Charan Biswal who had joined and resigned from the directorship of the Company before the issuance of Non-c...

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Facebook friends may be treated as connected for Insider Trading

In the matter of trading in the shares of Palred Technologies Limited (Securities and Exchange Board of India) - In this case observed that having mutual friends on Facebook will form the basis of determination and to establish connection between the parties who have committed Insider Trading in Violation of SEBI (Prohibition of Insider Trading) Regulations, 2015. ...

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Deliberate suspicious trading ignorance by brokers to attract penalty

SEBI Vs Kishore R. Ajmera (Supreme Court of India) - Broker and sub-broker would be liable to face proceedings under FUTP regulations due to their deliberate ignorance of constant suspicious trading transactions executed on the behalf of clients. In the present case, the brokers executed transaction on behalf of their clients in illiquid scrip in shor...

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SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/030-SEBI - (15/02/2017) - These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2017. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/029-SEBI - (15/02/2017) - These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2017....

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SEBI (Depositories and Participants) (Amendment) Regulations, 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/034 - (15/02/2017) - These Regulations may be called the Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2017. They shall come into force on the date of their publication inOfficial Gazette....

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Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2017

No. SEBI/LAD/NRO/GN/2016-17/033 - (15/02/2017) - 1. These regulations may be called the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2017. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI (Issue and Listing of Debt Securities by Municipalities) (Amendment) Regulations 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/032-SEBI - (15/02/2017) - These regulations may be called the Securities and Exchange Board of India (Issue and Listing of Debt Securities by Municipalities) (Amendment) Regulations, 2017....

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Recent Posts in "SEBI"

SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/030-SEBI (15/02/2017)

These regulations may be called the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2017. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/029-SEBI (15/02/2017)

These regulations may be called the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2017....

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Proposed amendments to SEBI (Debenture Trustee) Regulations, 1993

For the purpose of streamlining the provisions regarding liability for action against Debenture Trustees with regard to default/ non-compliance, it is proposed that amendments may be made in the following existing provisions in the DT Regulations:...

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Posted Under: SEBI |

SEBI (Depositories and Participants) (Amendment) Regulations, 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/034 (15/02/2017)

These Regulations may be called the Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2017. They shall come into force on the date of their publication inOfficial Gazette....

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Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2017

No. SEBI/LAD/NRO/GN/2016-17/033 (15/02/2017)

1. These regulations may be called the Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Second Amendment) Regulations, 2017. 2. They shall come into force on the date of their publication in the Official Gazette....

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SEBI (Issue and Listing of Debt Securities by Municipalities) (Amendment) Regulations 2017

Notification No. SEBI/LAD/NRO/GN/2016-17/032-SEBI (15/02/2017)

These regulations may be called the Securities and Exchange Board of India (Issue and Listing of Debt Securities by Municipalities) (Amendment) Regulations, 2017....

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SEBI (Mutual Funds) (Amendment) Regulations, 2017

No. SEBI/LAD/NRO/GN/2016-17/031 (15/02/2017)

These Regulations may be called the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2017. They shall come into force on the date of their publication in the Official Gazette....

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Submission of Monthly Reports by Custodians of Securities

Circular No. IMD/FPIC/CIR/P/2017/12 (14/02/2017)

In partial modification of Para 2 of the circular IMD/FII&C/30/2008 dated July 21, 2008, it has been decided that the custodians shall submit the monthly reports latest by either the end of the third working day of the succeeding month or the 5th of the succeeding month, whichever is later....

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SEBI Board Meeting on Budget, Offshore Derivative Instruments etc.

Press Release No. 11/2017 (11/02/2017)

The Board also discussed the plan of action for FY 2017-18. Some of the major initiatives proposed are as follows: Reducing the listing time gap by bringing down the issue timing from the existing requirement of T+6. Allowing, in consultation with Stakeholders and Regulators, institutional participation in commodity derivatives markets i...

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Union Finance Minister addresses members of SEBI Board

Press Release No. 10/2017 (10/02/2017)

Besides Shri U.K.Sinha, Chairman, SEBI, the meeting was attended by members of the SEBI Board namely, Shri Tapan Ray, Shri. Arun P. Sathe. Shri S. Raman and Shri. G. Mahalingam. Executive Directors and other senior officials of SEBI were also present....

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Latest SEBI News

Get the latest news on SEBI from Taxguru. Read all the relevant SEBI circulars, updates to SEBI Act and SEBI Regulations exclusively at Taxguru.

SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body to regulate the Indian securities market. On April 12th, 1992, the Government of India made SEBI an autonomous body and offered statutory powers by passing the SEBI Act 1992 in the Parliament. SEBI is the regulator for the Indian securities market and has three major functions:  quasi-judicial, quasi-legislative and quasi-executive.

With the increase in the number of dealings in the Indian stock markets, a lot of malpractices was seen like price rigging, the unofficial premium on a new issue, delay in shares delivery, violations with respect to rules and regulations of the stock exchange and the listing requirements. With all such malpractices in place, the customers were losing their faith and confidence in the Indian stock exchange. Hence, the Indian government decided to set up a regulatory body or an agency known as SEBI (Securities Exchange Board of India).

SEBI drafts the regulations in the legislative capacity, it conducts investigations and enforces actions as per its executive function and it also passes orders and rulings as per its judicial capacity.The Indian Government has been vested SEBI with the following powers:

  • for approving the by−laws of stock exchanges.
  • requiring the stock exchange for amending their by−laws.
  • inspecting the books of accounts and calling for periodical returns from the recognized stock exchanges.
  • inspecting the books of accounts of the financial intermediaries.
  • compelling companies for list their shares on stock exchanges.
  • registration brokers.

At Taxguru, we bring you all the recent and the latest news on SEBI and SEBI regulations. Our panel of experts publishes SEBI circulars as and when there are any developments. Find out all the trending and latest SEBI news here at Taxguru. Get to know more about SEBI Act and SEBI regulations with blogs and articles published by our experts.

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